- BMO Financial Group (Saratoga, CA)
- …strategic customer experience and profitability goals in compliance with legal and regulatory requirements and the Bank's policies and processes. US Only: This ... G, and the Secure and Fair Enforcement for Mortgage Licensing Act (the SAFE Act). This position will require...to money laundering. + Complies with all legal and regulatory requirements for the jurisdiction. + Focus is primarily… more
- S&P Global (CA)
- …agreements related to SPDJI's custom and branded indices. Ensure adherence to licensing , reporting and regulatory requirements. . Manage global data rights, ... for acquiring inbound third-party content from market data providers, subscription licensing , vendor management, and stakeholder engagement. iDACS is instrumental in… more
- Robert Half Finance & Accounting (Mill Valley, CA)
- …Compliance & Record-Keeping + Ensure all client activities comply with regulatory standards and internal policies. + Maintain accurate documentation of client ... in financial planning, wealth management, or investment advisory. Certifications & Licensing + Certified Financial Planner (TM) (CFP(R)) designation required. +… more
- Robert Half Office Team (Palm Springs, CA)
- …Regulatory and Compliance Adherence: Monitor compliance with California-specific licensing and credentialing laws, including Medical Board regulations and ... databases for provider credentialing files, including updates to California-specific licensing expiration dates. Regularly audit credentialing documentation to ensure… more
- US Bank (Gardena, CA)
- …and promote US Bank products and services. This position requires National Mortgage Licensing System (NMLS) registration under the terms of the SAFE Act of 2008 ... and accuracy. Limits bank losses and overall exposure. 12. Requires National Mortgage Licensing Service (NMLS) registration under the terms of the SAFE Act of 2008… more
- ServiceNow, Inc. (Los Angeles, CA)
- …disaster recovery, vendor risk/third party supply chain management, privacy management, regulatory change management + Strong working knowledge of GRC processes and ... as Archer or MetricStream, IBM OpenPages, OneTrust + Experience in regulatory compliance for vertical-specific requirements within financial services vertical +… more
- Alameda Health System (Oakland, CA)
- …of the Medical Center. + Ensures compliance with state and federal licensing regulations and/or accreditation programs within areas of responsibility. + Establishes ... image of the Medical Center in a relationship with other institutions, regulatory bodies and community organizations. _Any combination of education and experience… more
- Dignity Health (Santa Cruz, CA)
- …PURPOSE** The primary function of the Quality/Patient Safety Program Manager Clinical License is to support, coordinate, and facilitate the quality management (QM), ... patient safety (PS) and regulatory performance improvement (PI) activities for the hospital and...and implementation. + Maintains current knowledge of accreditation and licensing requirements and must be a resource to staff… more
- WSP USA (San Jose, CA)
- …executing project work, permitting strategy, environmental impact assessments, and regulatory compliance, including project budgets, tracking hours and expenses, and ... patterns and trends, and computer modeling. + Coordinate with clients, resource/ regulatory agencies, and environmental and technical staff in a confident and… more
- Cedars-Sinai (Los Angeles, CA)
- …+ May assist with tracking project metrics. + Applies federal and state regulatory and licensing requirements, as well as organizational bylaws, rules and ... and procedures to all assigned projects, and assists with implementation of new regulatory and compliance related programs. + Assists with the daily activities of… more
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