- HSBC (Beverly Hills, CA)
- …Research prospective clients, markets & sectors + Effectively managing credit, operational, regulatory and other risks + Ensure the bank maintains compliance with ... internal policies and external regulatory requirements + Maintain outstanding data quality in the bank's internal systems For this role, HSBC targets a pay range… more
- Northrop Grumman (Redondo Beach, CA)
- …sector businesses. + Analyze Program/project import and export activity and provide regulatory guidance to address requirements for the full scope of work. Such ... + Engage with internal partners (Global Supply Chain, Contracts, Programs, ITC Licensing , etc.) and external (Suppliers, agents, etc.). + Work with partnering… more
- San Francisco Federal Credit Union (San Francisco, CA)
- …* Active NMLS registration required, with strict adherence to all applicable regulatory and licensing requirements. * Strong knowledge of mortgage lending ... from application to closing. The Loan Officer ensures compliance with all regulatory requirements and contributes to the growth of the Credit Union's mortgage… more
- Veterans Affairs, Veterans Health Administration (San Diego, CA)
- …and adopts appropriate methods and testing. Applies laws, policies and precedents, regulatory , licensing , and accrediting requirements to establish, monitor, and ... maintain the specialized testing. Ensures compliance with rules and regulations of assorted regulatory agencies such as CAP, TJC, and OSHA. Performs the full range… more
- City National Bank (Los Angeles, CA)
- …Must be in good standing under "The Secure and Fair Enforcement for Mortgage Licensing Act of 2008" (Safe Act) and must be registered/licensed with the "Nationwide ... Mortgage Licensing System and Registry"; or must be able to...Working knowledge of Bank operations, policies and procedures and regulatory compliance. * General knowledge of Bank products and… more
- ADP (Woodland Hills, CA)
- …for these:** _Preferred Qualifications_ + Securities Industry Essentials (SIE) and Financial Industry Regulatory Authority (FINRA) Series 6 and 63 licensing is a ... plus; candidates with great sales acumen will be considered pending appropriate licensing within the first 45 days of employment. **YOU'LL LOVE WORKING HERE BECAUSE… more
- HSBC (Beverly Hills, CA)
- …are in line with client and sector requirements + Monitor news, research, regulatory updates and industry trends to develop a comprehensive understanding of the ... role responsibilities, skill set, depth of experience and education, licensing /certification requirements, internal relativity, and specific work location.At HSBC,… more
- JPMorgan Chase (San Diego, CA)
- …strong risk and controls environment by adhering to all policies, regulatory guidelines, and security measures with the utmost diligence. **Required qualifications, ... minimum requirements. All unlicensed applicants must obtain their licenses through JPMC's licensing program within 150 days of hire, with study materials and support… more
- Hyundai Autoever America (Irvine, CA)
- …and change management reviews. + Ensure compliance with internal controls, patching, licensing , and data retention policies. Other Duties: + Track physical and ... virtual storage assets, licensing , leases, warranties, and service contracts. + Ensure infrastructure...availability and performance of storage/backup systems. + Knowledge of regulatory compliance standards (eg, HIPAA, GDPR, SOX) related to… more
- PNC (Corona, CA)
- …**Education** Bachelors **Certifications** No Required Certification(s) **Licenses** required licensing **Pay Transparency** Base Salary: $78,000.00 - $159,000.00 ... registered role, the Secure and Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial...Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of individuals… more