- PNC (Hialeah, FL)
- …decision making to mitigate sales practice risk. Ensures compliance with regulatory guidelines and adherence to established policies and procedures. PNC Employees ... registered role, the Secure and Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial...Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of individuals… more
- First Horizon Bank (Miami Beach, FL)
- …clients, their attorneys and CPAs. + Maintain appropriate legal, operating and regulatory controls to manage risk and compliance. Works within the existing audit, ... compliance and regulatory framework in order to ensure a high quality,...check. This position requires compliance with the SAFE Mortgage Licensing Act of 2008 and all related regulations. Ongoing… more
- Citigroup (Miami, FL)
- …client/firm by complying with relevant policies, procedures, and country legal/ regulatory requirements. **Job Requirements** **New Client and Business Development** ... clients **Compliance Oversight and Controls** + Comply with all regulatory policies and control procedures regarding client transactions and...**Qualifications and Education** + 15+ years of experience + Licensing : Series 7 & 66 (or 63 & 65)… more
- Citigroup (Miami, FL)
- …and seek or grant approvals as appropriate. + Ensure compliance on regulatory requirements and minimizes any potential liability for Citi. + Ensure strong ... + Flag and report illegal or improper transactions, complying with all regulatory policies and control procedures regarding client acceptability. + Understand the… more
- University of Miami (Boca Raton, FL)
- …The MA 3 provides hands-on care to patients while adhering to regulatory requirements, standards of care, and institutional policies and procedures, under the ... population and assignments. Ensures compliance with all State and Federal regulatory guidelines to include Health Insurance Portability and Accountability Act… more
- University of Miami (Miami, FL)
- …Assistant 1 (U) provides hands-on care to patients while adhering to regulatory requirements, standards of care, and institutional policies and procedures, under the ... and assignments. + Ensures compliance with all State and Federal regulatory guidelines to include Health Insurance Portability and Accountability Act (HIPAA).… more
- University of Miami (Miami, FL)
- …The MA 2 provides hands-on care to patients while adhering to regulatory requirements, standards of care, and institutional policies and procedures, under the ... with clerical duties. + Ensures compliance with all State and Federal regulatory guidelines to include Health Insurance Portability and Accountability Act (HIPAA). +… more
- Truist (Tampa, FL)
- …clients, their attorneys and CPAs. * Maintain appropriate legal, operating and regulatory controls to manage risk and compliance. Works within the existing audit, ... compliance and regulatory framework in order to ensure a high quality,...Microsoft Office software products * Must be SAFE Mortgage Licensing Act compliant within 30 days of employment in… more
- Citigroup (Miami, FL)
- …client/firm by complying with relevant policies, procedures, and country legal/ regulatory requirements. **Job Requirements** **New Client and Business Development** ... with clients **Compliance Oversight and Controls** + Comply with all regulatory policies and control procedures regarding client transactions and suitability +… more
- University of Miami (Miami, FL)
- …from protocol development and initiation to study close-out according to regulatory /sponsor guidelines, assures each study's integrity, and mentors less experienced ... The incumbent monitors and maximizes adherence to research standards and regulatory guidelines and approved operational procedures, works closely with study team… more