• Financial Advisor

    Edward Jones (New York, NY)
    …high-quality, streamlined client experience consistent with firm policies and procedures, regulatory requirements, and ethical guidelines. + Engage the branch team ... + Financial services and/or sales experience + Financial services registration, licensing , or certification + Professional and/or military career progression **… more
    Edward Jones (08/27/25)
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  • Relationship Banker

    City National Bank (New York, NY)
    …all Bank Operational and Credit policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act, Know Your Client, Community Reinvestment Act, ... standing under "The Secure and Fair Enforcement for Mortgage Licensing Act of 2008" (Safe Act) and must be...Working knowledge of Bank operations, policies and procedures, and regulatory compliance. * General knowledge of Bank products and… more
    City National Bank (08/20/25)
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  • Branch Manager Upper Manhattan District

    Wells Fargo (New York, NY)
    …transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008 and all related regulations. Ongoing employment is contingent ... immediately after your employment start date. The Nationwide Mortgage Licensing System (NMLS) website (http://fedregistry.nationwidelicensingsystem.org ) provides the MU4R… more
    Wells Fargo (08/20/25)
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  • Mortgage Retail Sales Consultant (Safe)

    Wells Fargo (New York, NY)
    …transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008 and all related regulations. Ongoing employment is contingent ... immediately after your employment start date. The Nationwide Mortgage Licensing System (NMLS) website (http://fedregistry.nationwidelicensingsystem.org) provides the MU4R questions… more
    Wells Fargo (08/20/25)
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  • Mortgage Bank Sales Consultant (Safe)

    Wells Fargo (New York, NY)
    …transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008 and all related regulations. Ongoing employment is contingent ... immediately after your employment start date. The Nationwide Mortgage Licensing System (NMLS) website (http://fedregistry.nationwidelicensingsystem.org) provides the MU4R questions… more
    Wells Fargo (08/08/25)
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  • Director of Facilities

    MTA (New York, NY)
    …and Connecticut. + Strong understanding of public procurement processes, facility regulatory compliance. + Proficient in facility and asset management software ... + Solid working knowledge of Facilities Management, Safety, QA/QC, and other regulatory standards. + Familiarity with Metro-North Railroad and the MTA corporate and… more
    MTA (07/25/25)
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  • Revenue Crimes Specialist Trainee 1/Revenue Crimes…

    New York State Civil Service (Brooklyn, NY)
    …related to investigations.6. Facilitate arrest/enforcement activities.7. Perform enforcement, regulatory , and licensing investigative field actives.8. Engage ... to prosecutors during trial preparation and court proceedings.13. Conduct regulatory inspections, business premise inspections, and assist in civil enforcement… more
    New York State Civil Service (07/02/25)
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  • US Head of Credit Risk Review

    HSBC (New York, NY)
    …local and HSBC Group credit policies and procedures and applicable regulatory requirements. This includes the unilateral authority to independently assess and ... role responsibilities, skill set, depth of experience and education, licensing /certification requirements, internal relativity, and specific work location. At HSBC,… more
    HSBC (08/19/25)
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  • Senior Audit Manager, Markets and Security…

    HSBC (New York, NY)
    …and support functions (market risk, liquidity risk , finance, operations, surveillance, regulatory compliance, etc) + Exhibit knowledge of key regulatory ... challenge in business risk governance forums, and keeping in touch with business, regulatory and industry developments. For this role, HSBC targets a pay range… more
    HSBC (08/19/25)
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  • Director of AI Enablement -- FCC

    Wolters Kluwer (New York, NY)
    …to help save lives, improve how we do business, and build better judicial and regulatory systems. We help them get it right. This role is part of the Advanced ... and law firms with solutions that enable compliance with ever-changing regulatory and legal obligations, improve efficiency, and help achieve better business… more
    Wolters Kluwer (08/08/25)
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