- HSBC (New York, NY)
- …reports and support special projects + Ensure all activities comply with regulatory requirements and internal policies + Escalate potential risks or compliance ... Proven experience in insurance sales, wealth management, private banking, or financial services + Life license , FINRA Series 6, 63, 65 or 66 (in lieu of 63 and 65);… more
- City of New York (New York, NY)
- …plans for critical systems designed to protect and alert building occupants; licensing qualified companies to install and service fire protection equipment and ... Bureau Head, the Chief Inspector is responsible for ensuring full regulatory compliance, operational efficiency, and accountability across ten District Offices,… more
- YAI (Byron, NY)
- …shift. + Complies with all Federal, State, Local and other relevant regulatory agency requirements, including the Health Insurance Portability and Accountability Act ... on program and position to ensure compliance with YAI policies and licensing regulations and applies skills. + Completes and maintains requirements for… more
- BriteLife Recovery (West Kill, NY)
- …and HIPAA requirements at all times. + Maintain compliance with regulatory , licensing , and accreditation standards (eg, audits, utilization review, ... Complete all annual education requirements. + Maintain active state Physician Assistant license and DEA registration in good standing. + Demonstrate ethical conduct… more
- JPMorgan Chase (New York, NY)
- …stakeholder management abilities. + Deep understanding of financial products, services, and regulatory requirements. **Required Licensing ** + A valid and active ... (SIE) exam + A valid and active Series 66 (63/65), and Life and Health Insurance license must be obtained within 60 days of starting in the role as a condition of… more
- Reliant Community Credit Union (Webster, NY)
- …gain cooperation and trust, and to work effectively with diverse groups of people. Licensing Requirement: The required license must be obtained within six (6) ... includes processing member paperwork, assisting with member transactions within their license limits, processing mail, following up with members, assisting with… more
- JPMorgan Chase (Rockville Centre, NY)
- …50% of the time **Required Licensing ** + A valid and active Series 7 license is required or may be obtained within a 60-day condition of employment + If you ... management abilities. + Knowledge of financial products, services, and regulatory requirements. + Experience in coaching Advisors or a...active Series 66 (63/65), and Life and Health Insurance license must be obtained within 60 days of starting… more
- Gateway-Longview (Williamsville, NY)
- …workers, provides supervision and training, ensures compliance with all regulatory standards, and supports coordination of care across multidisciplinary teams. ... problems and generate innovate and creative solutions. Maintain compliance with all licensing requirements of the New York State Office of Children and Family… more
- New York State Civil Service (Buffalo, NY)
- …are not limited to:* Perform and oversee a wide variety of enforcement, regulatory , and licensing investigative activities to gather information and report ... depending on mission and assignment. * Possession and maintenance of a valid Driver's License issued by the NYS Department of Motor Vehicle is required, or otherwise… more
- Absolut Center of Endicott (Endicott, NY)
- …families, and staff members. Requirements: + Must hold a valid Registered Nurse (RN) license in good standing with NYS licensing board. + Bachelor of Science ... assigned shifts to ensure compliance with established standards of practice and regulatory requirements. . Conduct regular rounds to assess resident needs, monitor… more