- Walgreens (Bronx, NY)
- …medications are compounded, reviewed, dispensed, and verified accurately according to regulatory guidelines and company policies and procedures. Manages an efficient ... management relationship. Training & Personal Development + Maintains required licensing /credentialing/certification as established by federal and state regulations to… more
- PNC (New York, NY)
- …(FDIA) and, for any registered role, the Secure and Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory ... Authority (FINRA), which prohibit the hiring of individuals with certain criminal history. **California Residents** Refer to the California Consumer Privacy Act Privacy Notice… more
- JPMorgan Chase (Eastchester, NY)
- …knowledge in this area of specialization. You will adhere to all regulatory requirements while marketing and promoting the financial products offered by Chase. ... Frank Loan Originator requirements. In addition, this position requires National Mortgage Licensing System and Registry (NMLS) registration under the SAFE Act of… more
- HSBC (New York, NY)
- …development and coordination within all CMA teams, and related functions (Finance, Regulatory Compliance, Financial Crime, HR, Wholesale Risk, etc.) for the Americas ... role responsibilities, skill set, depth of experience and education, licensing /certification requirements, internal relativity, and specific work location.At HSBC,… more
- HSBC (Buffalo, NY)
- …role responsibilities, skill set, depth of experience and education, licensing /certification requirements, internal relativity, and specific work location.At HSBC, ... the impact of macroeconomics/microeconomics/local market developments, and of external regulatory framework relevant to wealth management + Strong client focus… more
- HSBC (New York, NY)
- …role responsibilities, skill set, depth of experience and education, licensing /certification requirements, internal relativity, and specific work location. At HSBC, ... + Understanding of global cash management techniques, market and competitive trends and regulatory environment + Detailed knowledge of day to day workings of a… more
- Citigroup (New York, NY)
- …solution to complete a task such as follow-up calls to clients, regulatory disclosure support, and channel reporting needs + Utilize experience and evaluative ... employee to register as a mortgage loan originator with the Nationwide Mortgage Licensing System and Registry ("Registry") and obtain a unique identifier from the… more
- HSBC (New York, NY)
- …their effectiveness. The role will lead on business change policy and regulatory changes, overseeing delivery via People Advisory, with a cohesive strategy and ... role responsibilities, skill set, depth of experience and education, licensing /certification requirements, internal relativity, and specific work location. At HSBC,… more
- New York Road Runners (New York, NY)
- …affairs, employment, risk management, intellectual property, advertising and promotion, licensing , marketing, social media, real estate, compliance, and litigation + ... administrative, intellectual property, privacy, marketing and advertising, non-profit, and regulatory compliance + Strong written, verbal, and interpersonal communication… more
- HSBC (Buffalo, NY)
- …may need to change or be impacted by enterprise-wide initiatives, like regulatory requirements, other system enhancements or business initiatives + Ensure efficient ... role responsibilities, skill set, depth of experience and education, licensing /certification requirements, internal relativity, and specific work location.At HSBC,… more