- S&P Global (New York, NY)
- …for acquiring inbound third-party content from market data providers, subscription licensing , vendor management, and stakeholder engagement. We are seeking a highly ... join our team. The successful candidate will be responsible for overseeing the licensing and sourcing of critical market data that informs investment decisions and… more
- PNC (New York, NY)
- …preferred but not limited to: *Knowledge of the CFTC Swap Dealer Regulatory Framework. *Understanding of NFA Requirements for Swap Dealers. *Extensive experience in ... to detail, independent thinking, and the ability to adapt to changing regulatory landscape. **Job Description** + Plans the execution of compliance programs to… more
- TD Bank (New York, NY)
- …of Mortgage Loan Originator as defined under the Secure and Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act), 12 USC || 5102 et seq., and its ... as a registered mortgage loan originator with the NMLS (Nationwide Mortgage Licensing System and Registry) in accordance with the Secure and Fair Enforcement… more
- NASCO (Albany, NY)
- …operates under general direction and is responsible for providing legal and regulatory guidance to the organization. This person negotiates and drafts complex ... reviews, and negotiates a wide range of complex technology agreements, including licensing , customer and vendor agreements and strategic partnerships + Advises on… more
- Scotiabank (New York, NY)
- …of commercial and procurement contracts, including master services agreements, license agreements, business process outsourcing agreements, market data agreements ... including IP protections, cybersecurity, data privacy, artificial intelligence and regulatory compliance in the context of financial services. + Supports… more
- Materion (Brewster, NY)
- …All such exposures are customarily within limits established by federal and state regulatory bodies. The noise level in the work environment is usually moderate. The ... access to US controlled technology which comes under the licensing jurisdiction of the US Department of State, International...or a Person to be approved for an export license by the governing agency whose technology comes under… more
- PNC (New York, NY)
- …to audits for SOX processes **Job Description** + Provides financial and regulatory reporting and analyses to maintain adequate controls over the financial and ... regulatory reporting processes. Responsible for running complex business performance, risk and operational analytics. May include the development of analytical… more
- Otsuka America Pharmaceutical Inc. (Albany, NY)
- …to post commercialization; with emphasis on the large global clinical trials and regulatory filing activities. The Senior Director, GCD is responsible for all the ... + Formulating a rationale to develop the drug in accordance with a clinical and regulatory strategy. + Working with experts and consultants in the field to refine a… more
- HSBC (New York, NY)
- …alignment with Group P&R strategy and incorporating US regulatory requirements. Essential Functions/Responsibilities: + Provide strategic guidance, thought ... and Geographical/Business performance and reward strategies and incorporate local regulatory requirements + Maintain expert specialist knowledge by keeping abreast… more
- KPH Healthcare Services, Inc. (East Syracuse, NY)
- …applicable industry trade publications. + Oversees the issuing of new licenses, licensing renewals, and reporting requirements for regulatory changes and ... **Overview** **Scope of Responsibilities:** Responsible for all regulatory , compliance, and accreditation matters within HealthDirect. Oversees the development, and… more
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