- TD Bank (New York, NY)
- …of Mortgage Loan Originator as defined under the Secure and Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act), 12 USC || 5102 et seq., and its ... as a registered mortgage loan originator with the NMLS (Nationwide Mortgage Licensing System and Registry) in accordance with the Secure and Fair Enforcement… more
- PNC (New York, NY)
- …to audits for SOX processes **Job Description** + Provides financial and regulatory reporting and analyses to maintain adequate controls over the financial and ... regulatory reporting processes. Responsible for running complex business performance, risk and operational analytics. May include the development of analytical… more
- AIG (New York, NY)
- …+ Lead and coordinate legal due diligence, with particular attention to regulatory issues, producer licensing , reinsurance, legacy liabilities, and data/privacy ... M&A experience but also an understanding of the unique regulatory and business frameworks of the insurance industry. Specific...risks. + Partner with regulatory and compliance teams to assess and address … more
- KPH Healthcare Services, Inc. (East Syracuse, NY)
- …applicable industry trade publications. + Oversees the issuing of new licenses, licensing renewals, and reporting requirements for regulatory changes and ... **Overview** **Scope of Responsibilities:** Responsible for all regulatory , compliance, and accreditation matters within HealthDirect. Oversees the development, and… more
- Otsuka America Pharmaceutical Inc. (Albany, NY)
- …to post commercialization; with emphasis on the large global clinical trials and regulatory filing activities. The Senior Director, GCD is responsible for all the ... + Formulating a rationale to develop the drug in accordance with a clinical and regulatory strategy. + Working with experts and consultants in the field to refine a… more
- Wolters Kluwer (White Plains, NY)
- …Manager is a member of the Account Services Department within CT's Business Licensing ("BL") Team. CSA is responsible for managing the relationship with the client ... + Establish, maintain and develop the relationship between Business Licensing Team and the client + Receive new order/project...as needed + Ensure that the integrity of the license records and client data/documents remains intact throughout the… more
- City National Bank (New York, NY)
- …Must be in good standing under "The Secure and Fair Enforcement for Mortgage Licensing Act of 2008" (Safe Act) and must be registered/licensed with the "Nationwide ... Mortgage Licensing System and Registry"; or must be able to...sales and business development techniques, product offerings, legal and regulatory requirements and industry and real estate trends. *… more
- Iron Mountain (Albany, NY)
- …on technology-specific contract templates, including provisions covering data use, data licensing , AI/ML, enterprise platforms, IP ownership/ licensing , EULAs or ... work with external and regional counsel, IP claims, and licensing , as well as IP portfolio management and other...relates to the evolving landscape of technology and potential regulatory issues.** + **Ability to manage numerous matters on… more
- New York State Civil Service (Albany, NY)
- …but are not limited to, the following:Banking Applications: Evaluates statutory and regulatory factors to be considered in the investigation of banking applications, ... change of control, de novo charters, and foreign bank licensing ; leverages strong written and verbal skills as liaison...and verbal skills as liaison with financial institutions, other regulatory agencies, and law firms on matters relating to… more
- TD Bank (New York, NY)
- …of Supervisory Jurisdiction (OSJ) Administration, FINRA Branch Administration, Licensing /Registrations and maintenance requirements. This role will lead engagement ... Finance to ensure alignment across job families, entitlements, and financial & regulatory reporting. **Depth & Scope:** + Provides people management leadership by… more