• Senior Equity Portfolio Manager

    HSBC (New York, NY)
    …responsibilities and prudent investment management + Maintain up-to-date knowledge of regulatory changes and ensure the investment team adheres to all legal ... and regulatory requirements + Prepare and oversee regulatory ...role responsibilities, skill set, depth of experience and education, licensing /certification requirements, internal relativity, and specific work location. At… more
    HSBC (08/24/25)
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  • Deputy Counsel, NS (Banking)

    New York State Civil Service (New York, NY)
    …will include, but are not limited to, the following: * Renders professional regulatory and legal advice of a high degree of difficulty involving application of ... mergers, change of control, de novo charters, and foreign bank licensing , among others;* Assists with, and effectively collaborates on, policy, enforcement,… more
    New York State Civil Service (07/25/25)
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  • Program Analyst 1 (Cannabis) - VID

    New York State Civil Service (Albany, NY)
    …12226 Duties Description The incumbent of this position will work within the Regulatory Compliance unit in the Operational Analytics group and work closely with the ... Licensing , Enforcement and Quality Assurance units to report any...assurance procedures for deviations or deficiencies in policy and regulatory compliance.* Monitor compliance of licensed or registered organizations… more
    New York State Civil Service (08/29/25)
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  • Underwriter IV - Commercial Real Estate Banking

    PNC (New York, NY)
    …and post-approval activities. * Identifies and/or confirms all external regulatory requirements. Ensures internal policies/procedures are followed. * Makes ... and post-approval activities. + Identifies and/or confirms all external regulatory requirements. Ensures internal policies/procedures are followed. + Makes… more
    PNC (08/19/25)
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  • Program Administrator (YAI-CA)

    YAI (Byron, NY)
    …and department practices and in line with Federal, State, Local and regulatory requirements. + Provides effective leadership and develops a treatment team that ... needs of the people we support and all applicable regulatory and agency standards. + Plays an active role...+ Serves as liaison to Regional Center, Community Care Licensing and Department of Developmental Services (DDS) for assigned… more
    YAI (08/08/25)
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  • Risk & Control Director

    PNC (New York, NY)
    …governance, policies, and oversight - Experience supporting or responding to regulatory requests, including familiarity with financial prudential agencies (eg, OCC, ... and enhanced to support the businesses in managing their risks while meeting regulatory expectations. + Oversees the timely and proper execution of the risk… more
    PNC (08/02/25)
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  • Private Mortgage Banker (Safe)

    Wells Fargo (New York, NY)
    …transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008 and all related regulations. Ongoing employment is contingent ... immediately after your employment start date. The Nationwide Mortgage Licensing System (NMLS) website (http://fedregistry.nationwidelicensingsystem.org) provides the MU4R questions… more
    Wells Fargo (08/23/25)
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  • RN Manager Capacity Management

    Trinity Health (Syracuse, NY)
    …compliance with all healthcare standards and requirements established by various licensing , regulatory , and accreditation bodies. Develops and implements day ... + Ensures compliance with healthcare standards and requirements established by various licensing , regulatory , and accreditation bodies. + Ensures quality nursing… more
    Trinity Health (08/08/25)
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  • Data, Privacy & Cyber Counsel, Assistant Vice…

    MUFG (New York, NY)
    …Legal Practice Group, which is part of the Office of the General Counsel, Regulatory and Governance, provides legal coverage across all business units in the areas ... from an accredited law school and must be compliant with all relevant licensing requirements including the requirements of the jurisdiction where the role will be… more
    MUFG (07/12/25)
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  • Co-Head of Securities Based Lending

    Wells Fargo (New York, NY)
    …may also be required. + Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license (s) is required for ongoing employment in ... completed within a 90 or 180-day time period contingent upon number of license (s) needed if not immediately available to transfer upon hire. FINRA recognized… more
    Wells Fargo (08/15/25)
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