- PNC (Pittsburgh, PA)
- …in the preparation and analysis of detailed documents for validation and regulatory compliance, using applicable templates. PNC Employees take pride in our ... Gathering and Reporting, Effective Communications, Predictive Analytics, Quantitative Techniques, Regulatory Environment - Financial Services, Testing **Work Experience** Roles… more
- Allied Universal (Conshohocken, PA)
- …managing complex client issues and contractual requirements, including those involving regulatory and privacy requirements ensuring effective risk management and ... regulatory compliance + Provide training to Internal teams on...**PREFERRED QUALIFICATIONS (NICE TO HAVE):** + Strong background in licensing , data privacy, and data security + Experience using… more
- Penn Medicine (Philadelphia, PA)
- …All other responsibilities as designated by Manager, Administrative Director or Chair. ** Regulatory Compliance (15% of Operations weight)** + Functions as liaison to ... accrediting/ regulatory agencies in preparation for inspections, site visits, documentation...visits, documentation of compliance, deficiency corrections, status changes and licensing renewals. + Maintains an updated database related to… more
- Ally (Harrisburg, PA)
- …industry, including knowledge of SEC, FINRA, and banking regulations * Preferred licensing : Series 7, Series 24, or equivalent regulatory certifications. * ... industry forums to remain at the forefront of fraud prevention practices and regulatory changes. * Collaborate with senior leadership to develop business cases and… more
- Penn Medicine (Philadelphia, PA)
- …the Division's Quality Assurance manager in functioning as liaison to accrediting/ regulatory agencies in preparation for inspections, site visits, documentation of ... compliance, deficiency corrections, status changes, and licensing renewals; Maintains an updated database related to Federal, State, and local government agencies… more
- Sojourner House (Pittsburgh, PA)
- …donations and other goods. 5. Responsible for meeting quality assurance standards, licensing , credentialing, and regulatory compliance, and achieving program and ... Secondary Duties 10. Follow program guidelines to ensure quality assurance standards, licensing , credentialing, and regulatory compliance, to achieve program and… more
- Edward Jones (Mcconnellsburg, PA)
- …high-quality, streamlined client experience consistent with firm policies and procedures, regulatory requirements, and ethical guidelines. + Engage the branch team ... + Financial services and/or sales experience + Financial services registration, licensing , or certification + Professional and/or military career progression **… more
- JPMorgan Chase (West Chester, PA)
- …with specialized financial needs. + Adhere to policies, procedures, and regulatory banking requirements. **Required qualifications, capabilities, and skills** + 1+ ... minimum requirements. All unlicensed applicants must obtain their licenses through JPMC's licensing program within 180 days of hire, study materials and support… more
- Wells Fargo (Plymouth Meeting, PA)
- …transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008 and all related regulations. Ongoing employment is contingent ... immediately after your employment start date. The Nationwide Mortgage Licensing System (NMLS) website (http://fedregistry.nationwidelicensingsystem.org) provides the MU4R questions… more
- UPMC (Pittsburgh, PA)
- …and supervisory sessions as needed or assigned. . Consistently adhere to licensing , accreditation, regulatory , and partnership expectations. Actively engage in ... Maintain current and accurate client and program records that meet accreditation, licensing , regulatory , partnership standards. . Regularly assess, record, and… more