- PNC (Pittsburgh, PA)
- …strategic oversight of capital-related processes and ensures robust governance across regulatory and transactional activities. The ideal candidate will be a hands-on ... with strong coordination skills, a deep understanding of CCAR, product lifecycles, and regulatory rules, and the ability to act as a central risk intermediary. This… more
- TD Bank (Exton, PA)
- …and performance of FAs in an assigned geographic region(s)/territory(s) from licensing , training, coaching, mentoring, ramp-up, Mass Affluent sales and Wealth & ... Directly responsible for assuring FAs in the designated territory comply with all regulatory guidelines with respect to the Mass Affluent and TDPCW offering. +… more
- Otsuka America Pharmaceutical Inc. (Harrisburg, PA)
- …to post commercialization, with emphasis on the large global clinical trials and regulatory filing activities. The Senior Director, GCD is responsible for all the ... assigned programs after proof of concept through late-stage trials and regulatory submissions. + Provide medical and scientific leadership to cross-functional study… more
- PNC (Philadelphia, PA)
- …company's enterprise change programs, ensuring alignment with corporate objectives and regulatory requirements. * Lead, mentor, and develop a high-performing team of ... external stakeholders as needed. * Stay current on emerging risk trends, regulatory changes, and best practices to continuously enhance the Company's risk management… more
- PNC (Pittsburgh, PA)
- …reports on quantitative models/tools for internal/external communications and/or regulatory compliance, using applicable templates. 2. Expert Oversight: As ... clearly and concisely to both technical and non-technical audiences, including regulatory staff members. Collaborate within the Model Risk Management team to… more
- PNC (Pittsburgh, PA)
- …participate in STEM OPT for this position. **Job Description** + Partners with regulatory risk manager to execute regulatory risk initiatives including setting ... plan to the lines of business. + Participates in regulatory and audit meetings as appropriate. May include participating...4 and 53 required for trade review. State insurance license preferred. **Benefits** PNC offers a comprehensive range of… more
- PNC (Pittsburgh, PA)
- …company's success. As a(n) Compliance Program Specialist Senior within PNC's Regulatory Compliance Governance organization, you will be based in Philadelphia, PA, ... not mandatory; however, the ability to interpret and apply legal and regulatory guidelines is essential. This role demands analytical thinking, attention to detail,… more
- PNC (Pittsburgh, PA)
- …risks identified. Leverages knowledge on current laws, rules, and other regulatory requirements and drafts or assesses Compliance Manuals, Front Office materials, ... and procedures to ensure alignment. Assists in the coordination of regulatory examinations and inquiries, including the coordination of interviews and information… more
- PNC (Pittsburgh, PA)
- …reports on quantitative models/tools for internal/external communications and/or regulatory compliance, using applicable templates. 2. Stakeholder Collaboration and ... clearly and concisely to both technical and non-technical audiences, including regulatory staff members. Collaborate within the Model Risk Management team to… more
- Vanguard (Malvern, PA)
- …degree, or bachelor's degree. + This job requires a Series 7 and 63 regulatory license and/or registration (eg FINRA, state, SFC). These will be determined ... up to a $15,000 bonus upon obtaining the required licensing . We also believe in recognizing your commitment to...will be remote once you complete our required hybrid licensing and training program. This role is only open… more