- PNC (Hurst, TX)
- …(FDIA) and, for any registered role, the Secure and Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory ... Authority (FINRA), which prohibit the hiring of individuals with certain criminal history. **California Residents** Refer to the California Consumer Privacy Act Privacy Notice… more
- IQVIA (Austin, TX)
- …+ Under supervision of the Director, State Services/Sr. Managing Attorney in providing regulatory and compliance legal research to clients. + Assists team members to ... including timeliness and quality. + Maintains effective internal communications with state licensing team members to keep all apprised-on activities with the client.… more
- Stanley Black and Decker (Northlake, TX)
- …/ law enforcement / military related skills required. + C-TPAT and / or Regulatory Compliance experience is a plus. + Physical fitness is essential and proficiency ... Must be able to pass any State-required training or other qualifications for licensing . **The Details:** You'll receive a competitive salary and a great benefits… more
- Abbott (Austin, TX)
- …and health IT ecosystems. + Structure innovative partnership models (eg, co-development, licensing , joint ventures). + Collaborate with legal, regulatory , and ... compliance teams to ensure alignment and risk mitigation. + Define shared goals, governance structures, and success metrics for each partnership. **Partnership Enablement & Integration** + Develop and manage joint work plans, roadmaps, and proof-of-concept… more
- Raymond James Financial, Inc. (San Antonio, TX)
- …+ Responsible for compliance oversight and ensuring adherence to firm and regulatory policies and procedures. + Performs reviews of client accounts and documents ... and resolves client complaints. + Coordinates registrations, continuing education, licensing , etc. of branch personnel. + Overseesdaily trading and other office… more
- PNC (Dallas, TX)
- …(FDIA) and, for any registered role, the Secure and Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory ... Authority (FINRA), which prohibit the hiring of individuals with certain criminal history. **California Residents** Refer to the California Consumer Privacy Act Privacy Notice… more
- PNC (Higgins, TX)
- …(FDIA) and, for any registered role, the Secure and Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory ... Authority (FINRA), which prohibit the hiring of individuals with certain criminal history. **California Residents** Refer to the California Consumer Privacy Act Privacy Notice… more
- New Horizons Ranch & Center, Inc. (Abilene, TX)
- …to direct care staff to allow appropriate therapeutic interventions. *Ensures regulatory compliance and upholds T3C requirements by educating staff on childcare ... environment and are supervised according to New Horizons' policies and philosophy, licensing and contractual standards by managing the daily operations of the… more
- Truist (Webster, TX)
- …enhance business development efforts. 7. Work within existing audit, compliance and regulatory framework in order to ensure a high quality, compliant portfolio of ... must be transferred within 60 days of job entry date. Must be SAFE Mortgage Licensing Act compliant with 30 days of employment in this role, including new or… more
- JPMorgan Chase (Plano, TX)
- …transactions + Document all client interactions and meeting all regulatory requirements around these activities **Required qualifications, capabilities, and skills** ... onsite Monday through Friday from 8:30am - 5:00pm during training and/or licensing . Following training, transition to a hybrid environment, where team members work… more