- TD Bank (New York, NY)
- …with staff and senior management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make prudent professional decisions in ... business lines or assigned areas, on compliance matters and regulatory risks which may impact performance of the business...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …Banking Space supporting a wholesale client base. Including knowledge of the regulatory framework supporting businesses such as Global Trade Finance and Payments & ... will be tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- BMO Financial Group (New York, NY)
- …and Commodities ("FICC") LOBs and other internal business partners to ensure regulatory , corporate and fiduciary obligations are met. You will have a specific ... BMO's Fixed Income activities, and maintain current knowledge of regulatory requirements and developments, monitoring risk/trade surveillance, and identifying and… more
- University of Rochester (Rochester, NY)
- …organizational and governmental standards. Maintains compliance with all country-mandated regulatory requirements. Documents legal regulations that might affect the ... policies and procedures. Maintains the organization's ongoing relationships with regulatory commissions/authorities. Coordinates and conducts the assessment of internal… more
- HSBC (New York, NY)
- …operate consistently and efficiently globally, and to take account of additional local regulatory requirements. MRM is comprised of four key activities: + Model Risk ... providing second line assurance on the implementation of policy, and monitoring regulatory developments impacting model risk. + Model Risk Stewardship - Facilitating… more
- NBC Universal (New York, NY)
- …is expected to be completed during 2025. The Counsel, Litigation and Regulatory will be responsible for handling disputes, advising internal business clients, ... in collaboration with outside counsel. The Counsel, Litigation and Regulatory will work on a wide range of matters,...three days per week. Subject to change based on Manager discussion or business need. + This position is… more
- Gateway Hudson Valley (Kingston, NY)
- …residents. Assist residents with usage of funds and in following agency and regulatory guidelines. Reports issues to the Residential Manager . + Ensure records ... Residential Counselor provides quality care to residents, supports the Residential Manager in coordinating day-to-day operations of the residential program, and acts… more
- TD Bank (New York, NY)
- …advice, guidance and support to business units in adhering to regulatory /compliance requirements and assists in implementing compliance initiatives to help manage ... regulatory risk. Ideal candidate would have previous compliance experience,...compliance experience, preferably in an advisory capacity. The Senior Manager will provide support to the overall Markets Advisory… more
- TD Bank (New York, NY)
- …the business, with such advice tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practice. ... + Advise business areas on firm policies and procedures, regulatory requirements and industry best practice. + Identify ...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Lumen (Albany, NY)
- …will lead strategic communications to support Lumen's public policy, legislative and regulatory priorities at the federal, state and local levels. As part of ... sustained, integrated campaigns. The Director will oversee a dedicated Public Affairs Manager and work with external consulting partners, serving as a senior… more