- Wells Fargo (Nyack, NY)
- …to leverage partners and connect customer with the appropriate partner or relationship manager to meet their needs + Partner with financial advisors to understand ... customers and partners **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or… more
- JPMorgan Chase (New York, NY)
- JP Morgan Asset Management (JPMAM), a leading global alternatives manager , offers innovative solutions backed by vast resources and robust governance. Our ... raising and investment vehicle formation, eager to develop new capabilities in regulatory positioning and credit facilities. **Job Summary** As a Vice President in… more
- City of New York (New York, NY)
- …monitoring systems and analysis of associated EHS performance indicators. - Provide regulatory and compliance research and recommendations to DEP Bureaus. - Direct ... meetings, program and communication initiatives. - Stay abreast of regulatory changes and make appropriate adjustments or participate in...by Bureaus. - Supervise the Compliance Support section (1 manager and 3 employees) 3. Direct and support the… more
- TD Bank (New York, NY)
- …ISDA Master Agreements, Credit Support Annexes, Master Confirmation Agreements, Regulatory IM Documents, Account Control Agreements, Custody Agreements). The ... Commitment Agreements, ISDA Master Agreements, CSAs, Master Confirmation Agreements, Regulatory IM Documents, Account Control Agreements and Custody Agreements with… more
- Bassett Healthcare (Cooperstown, NY)
- …Assures correct data capture and data entry (such as MSPQ) necessary for regulatory agencies and compliance requirements is accurate and complete as monitored by ... core functions (demographic and financial screening, insurance eligibility and verification, regulatory and compliance monitoring) of front desk services as measured… more
- Coinbase (Albany, NY)
- …products. We're looking for a lawyer with solid product development, regulatory and negotiation skills preferably developed within the traditional prime brokerage, ... advise on digital currency and blockchain technology legal and regulatory issues. * Lead and assist with complex and...e-money issuer, payment service firm, broker dealer / asset manager ) or in a law firm supporting such clients.… more
- Highmark Health (Albany, NY)
- …assignments, ICD diagnosis and procedure coding, DRG/APC structure according to regulatory requirements. Reports findings both verbally and in writing and ... materials to address deficiencies identified in the audits compliant with regulatory requirements. Provides written audit guidance. Participates with management in… more
- S&P Global (New York, NY)
- …at the forefront of solving new challenges for clients as the market and regulatory landscape continues to change. As a Sales Specialist you will be responsible for ... and campaigns in region. + Build relationship with local regulatory bodies to understand regulatory landscape and...markets gained via experience at a financial institution, asset manager or financial data / technology firm; + Strong… more
- TD Bank (New York, NY)
- …assurance checks regarding liquidity reporting and all relevant investor and/or regulatory requests. This role contributes to the development of liquidity ... 5+ years' experience required + Knowledge of reconciliation between financial statement and regulatory reports + Experience in Treasury or Capital Markets, or in a… more
- M&T Bank (Getzville, NY)
- …This position will also research and resolve M&T/Bayview verbal and regulatory and non- regulatory written customer correspondence. **Primary Responsibilities:** ... + Prescreen and document escalated customer complaint cases appropriately in Service Manager . + Perform daily, weekly, monthly, and annual case reporting and audits.… more