- Capital One (New York, NY)
- Trade Surveillance Manager (Broker-Dealer & Swap Dealer) About the Role We are seeking a highly skilled Trade Surveillance Manager to lead and enhance the firm's ... ensure ongoing compliance with SEC, FINRA, CFTC, and NFA regulatory requirements. The ideal candidate will bring market-conduct expertise...worked. New York, NY: $159,400 - $181,900 for Risk Manager Candidates hired to work in other locations will… more
- JPMorgan Chase (New York, NY)
- …wealth planning, philanthropy, credit and banking. As a Marketing Supervisory Manager within Asset & Wealth Management, you will provide informed, meaningful ... and constructive guidance on regulatory matters in the review and approval of marketing,...other stakeholders as needed Attend local Wealth Management Supervisor Manager and global Supervisory Manager calls as… more
- Capital One (New York, NY)
- Cyber Security Incident and Threat Manager The Cyber Security Incident and Threat Manager is a technical and operational Servant Leader responsible for managing ... excellence and continuous improvement to meet security, corporate, and regulatory requirements. As a Cyber Security Incident and Threat... requirements. As a Cyber Security Incident and Threat Manager you will Be responsible for the management of… more
- Regeneron Pharmaceuticals (Rensselaer, NY)
- Regeneron is hiring a Manager , QA (Process Validation Oversight) to lead a team dedicated to ensuring the integrity of our process validation processes. This role is ... in process documentation, and playing a pivotal role in regulatory inspections and compliance. In this role, a typical...following minimum years of experience for each level: Associate Manager : 6+ years Manager : 7+ years May… more
- Bank of America (New York, NY)
- Data Support Manager -GRM Data Strategy Charlotte, North Carolina, United States;New York, New York; Jersey City, New Jersey To proceed with your application, you ... must be at least 18 years of age. Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Data-Support- Manager -GRM-Data-Strategy_25040929-1) Job Description: At Bank of America, we are… more
- Walgreens (Chatham, NY)
- …holds others accountable for efficient workflow. At the direction of the Pharmacy Manager or pharmacist, prepares, and files reports and records required by the ... maintenance of pharmacy department equipment. In collaboration with Pharmacy Manager , responsible for recordkeeping and ensuring security safeguards are in-place.… more
- SMBC (New York, NY)
- …Sumitomo Mitsui Banking Corporation (SMBC) is seeking a dynamic Compliance Policy Manager to join our Compliance Department Policies Team. In this highly visible ... refine, and finalize clear, comprehensive compliance policy documents adhering to regulatory expectations and internal standards. Manage the policy lifecycle from… more
- Citigroup (New York, NY)
- The Data Governance Foundation Sr. Group Manager is a senior level role managing a team responsible for facilitating all aspects of the Enterprise Data Governance ... Data Risk and Control framework for senior leadership and regulatory updates Liaise with metrics team to articulate clear...who fail to maintain these standards. Liaise regularly with regulatory bodies and internal audit teams to close/review key… more
- PNC (New York, NY)
- …to contribute to the company's success. As a Digital Product Management Group Manager within PNC's Retail Lending organization, you will be based in Pittsburgh or ... on a regular basis. Some responsibilities may be performed remotely, at the manager 's discretion. PNC is seeking to transform its Retail Lending business, and as… more
- Fortive Corporation (New York, NY)
- …from planning and design to procurement, construction, and operations. As a Project Manager at Gordian, you will play a critical role in overseeing the ... and perform compliance inspections as required by DOE and NYC regulatory agencies. Documentation & Communication Review and manage comprehensive project… more
