- Regions Bank (Charlotte, NC)
- …unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum ... of three years. You may review, modify, or update your information by visiting and logging into the careers section of the system. **Job Description:** At Regions, the Direct Marketing Administrator provides direct marketing support for the outlined strategy… more
- Truist (Charlotte, NC)
- …reporting related to the Bank's and LOB's financial performance and/or regulatory /SEC requirements. 4. Coordinate profit plans and monthly forecasts with Funds ... Management, Controller, and CFO as part of a comprehensive corporate funding and capital management program. Implement alternative forecasting methods via models and business tools as a way to provide effective challenge to LOBs for their baseline profit plans… more
- Coinbase (Charlotte, NC)
- …compliance teams to build data solutions that improve operations, ensure regulatory accuracy, and enhance the customer experience. *Pay Transparency Notice:* ... Depending on your work location, the target annual salary for this position can range as detailed below. Full time offers from Coinbase also include target bonus + target equity + benefits (including medical, dental, vision and 401(k)). Pay Range:… more
- Truist (Winston Salem, NC)
- …and demonstrated ability to design and implement process enhancements addressing regulatory and supervisory reporting requirements 5. Ability to influence without ... authority across all levels of the Audit Services organization as well as the broader enterprise and with external stakeholders 6. Strong business writing and communication skills 7. Ability to interact directly with senior business leaders, Audit Services… more
- US Bank (Charlotte, NC)
- …knowledge of the Trust division, its products, processes, and related bank and regulatory regulations - Ability to effectively manage complex trust unit functions in ... operations, processes, compliance, sales, and relationship management - Ability to provide leadership and guidance on sales processes and customer calling programs - Strong risk management skills - Strong management skills to include planning, budgeting, and… more
- RELX INC (Raleigh, NC)
- …choice About the business: LexisNexis Legal & Professional(R) provides legal, regulatory , and business information and analytics that help customers increase their ... productivity, improve decision-making, achieve better outcomes, and advance the rule of law around the world. As a digital pioneer, the company was the first to bring legal and business information online with its Lexis(R) and Nexis(R) services. We are… more
- Truist (Charlotte, NC)
- …ability to design and implement complex process enhancements addressing regulatory and supervisory reporting requirements 6. Ability to interact directly ... with senior business leaders, Audit Services Senior Leadership Team, audit directors and audit professionals 7. Excellent business writing and communication skills 8. Strong ability to influence without authority across all levels of the Audit Services… more
- ThermoFisher Scientific (Wilmington, NC)
- …knowledge of clinical development process including functional operations and regulatory guidelines and directives across full spectrum of development activities ... + Strong expertise in sales and marketing strategy + Excellent knowledge of the Microsoft Office Suite **Management Role:** No management responsibility **Working Conditions and Environment:** + Exposure to high pressure, intense concentration needed + Must… more
- Citizens (Charlotte, NC)
- …knowledge of GRC frameworks (eg, COSO, ISO 31000), risk taxonomies, and regulatory expectations (OCC, FRB, FDIC). + Excellent communication and collaboration skills ... + Bachelor's degree or equivalent work experience required. + Strong analytical and presentation skills. + Preferred Qualifications + Familiarity with Generative AI risk frameworks + Experience with Archer or other GRC tools + Experience in strategic risk or… more
- Vanguard (Charlotte, NC)
- …combination of training and experience. What you'll need: + This job requires a regulatory license and/or registration (eg FINRA, state, SFC), the SIE, Series 7 and ... 63/65 or 66. Certain professional designations may be used in lieu of 65/66. These will be determined by Compliance based on role-specific duties. + The SIE & Series 7 are required prior to starting with Vanguard. The Series 66 can be acquired upon starting.… more