- RELX INC (Raleigh, NC)
- …of choice About the business LexisNexis Legal & Professional(R) provides legal, regulatory , and business information and analytics that help customers increase their ... productivity, improve decision-making, achieve better outcomes, and advance the rule of law around the world. As a digital pioneer, the company was the first to bring legal and business information online with its Lexis(R) and Nexis(R) services. We are… more
- Bank of America (Charlotte, NC)
- …technology teams all with an effort to keep the firm compliant to FDIC Regulatory requirements. Employees at this level are often required to interact with senior ... Decisions made will have significant impact to the firms Regulatory , Financial, Reputational and Operational risk to the Bank....employees and clients, aligned to company D&I goals. + Manager of Process & Data: Demonstrates deep process knowledge,… more
- TD Bank (Charlotte, NC)
- …manages ongoing marketing items to ensure compliance with firm and regulatory policy. Teammates interact directly and independently with field leadership, advisors, ... regulatory agencies and provides advice and guidance for document...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- City National Bank (Charlotte, NC)
- …ensuring controls are in place to mitigate compliance risk. Maintaining regulatory change management, policies and procedures, training, and advisory matters for ... for business areas or products including mortgage ensuring materials comply with regulatory and business standards. * Manage regulatory change management and… more
- City National Bank (Raleigh, NC)
- …(eg FRBNY, OCC) and to meet the evolving demands of the US regulatory environment and heightened expectations of internal audit. This includes the coordination of ... continuous monitoring, coordination of IA responses to US regulatory examinations, and the verification of regulatory issues. WHAT WILL YOU DO? * Develop the… more
- Bank of America (Charlotte, NC)
- …and operational risk practices consistent with applicable laws, rules, regulations and regulatory guidance. The GFC Executive I serves as a trusted advisor to ... includes determining model coverage, gap assessments, RAI status and regulatory change impacts. Other responsibilities include Model Performance Monitoring Issue… more
- TD Bank (Charlotte, NC)
- …**Job Description:** The Central Supervision Analyst is a FINRA and SEC regulatory supervisory principal position with the Central Office of Supervisory Jurisdiction ... (OSJ). This role assists in the regulatory oversight for TD Private Client Wealth, (TDPCW), a...trends and patterns identified by the FIS Supervision Compliance Manager (FIS CM) automated surveillance system and escalates matters… more
- Merck (Durham, NC)
- …procedures, engineering design guidelines and business plan; receives guidance from manager when necessary. + Provides & Implements technical guidance to given ... systems regarding functionally of equipment and relied on as SME during regulatory discussions for Electrical and Automation and the commissioning of that equipment.… more
- Ralliant (Elizabethtown, NC)
- …DESCRIPTION** **JOB TITLE:** Compliance Specialist **REPORTS TO:** Quality Manager **RELATIONSHIPS:** Engineering, Supply Chain, Procurement, Quality Assurance, ... Sales, Customer Service, Regulatory /Compliance Teams, Suppliers, External Laboratories, and Auditors **LOCATION:** Elizabethtown, NC **POSITION SUMMARY:** The… more
- United Therapeutics (Research Triangle Park, NC)
- …(Phase 1-3) to successful product approval by the FDA and other regulatory agencies. + Design and review clinical protocols, data analysis plans, interpretation ... clinical study reports, and supporting work for sections of regulatory submissions, such as, INDs, CTAs, NDAs, MAAs and...and presentation) + Ability to thrive as both a manager and a team member + Ability to simultaneously… more