- Grifols Shared Services North America, Inc (Research Triangle Park, NC)
- …vendors. Prepares key reports and documents on progress of study for study manager . Monitors adherence to the regulatory document collection process. Interacts ... the clinical monitoring process to ensure site adherence to applicable regulatory requirements, ICH/GCP Guidelines, company SOPs, and study protocols. Ensures… more
- TD Bank (Charlotte, NC)
- …industry-leading + Keeps abreast of emerging issues, trends and evolving regulatory requirements to identify new opportunities and assesses potential impacts + ... and structured products + Manages investment management product including strategies and manager 's available on the platform + Manages solicitation policy for all… more
- TD Bank (Charlotte, NC)
- …of Business:** Governance & Control **Job Description:** The Governance and Control Manager will be responsible for the analysis, assessment and reporting of ... interacting with internal partners such as Legal, Compliance, Privacy, Operational Risk, Regulatory Risk, Fraud, TRMIS and others to ensure alignment to the broader… more
- TD Bank (Charlotte, NC)
- …assessing, and mitigating financial crime risks, ensuring compliance with regulatory requirements, and providing expert recommendations on complex matters. This ... activity of concern, in compliance with KYC policy and regulatory requirements. The team engages with the 1st line...practices for high-risk customer management + Supports the Group Manager by assisting with day to day tasks and… more
- Synchrony (Charlotte, NC)
- …security architecture strategy, ensuring alignment with business objectives, regulatory requirements, and evolving threat landscapes. This role requires ... that aligns with the organization's business objectives, risk appetite, and regulatory requirements within the financial services sector. + Partner closely with… more
- Fresenius Medical Center (Fayetteville, NC)
- …programs in an assigned area ensuring compliance with established company and regulatory guidelines and procedures in order to provide high quality dialysis services ... of area while ensuring compliance with all pertinent company policies and regulatory requirements. PRINCIPAL DUTIES AND RESPONSIBILITIES: + Directs and oversees the… more
- TD Bank (Hendersonville, NC)
- …meeting Operational, Customer and Sales objectives. In the absence of any other manager , the Store Supervisor is expected to manage the Store and have the ... service and advice activities and/or solutions while maintaining compliance and regulatory guidelines + Closely monitors workflows for the teller team and… more
- US Tech Solutions (Wilson, NC)
- …new users to the system and assign privileges as directed by the QA Systems Manager + Set up review and approval routings for SOPs and other GMP regulated documents ... as directed by the QA Systems Manager + Track documents through the review and approval...the biological and/or pharmaceutical industry + Knowledgeable of FDA/EMEA regulatory requirements applicable to biologics and/or pharmaceuticals and ability… more
- TD Bank (Charlotte, NC)
- …Risk etc.) to support creation of documentation and reports required by external regulatory bodies and TD internal groups + Conducts research, assesses FCRM risks ... FCRM industry developments and maintains strong knowledge of evolving regulatory requirements and assesses potential impacts + Contributes to cross-functional… more
- TD Bank (Charlotte, NC)
- …on day-to-day AML/ATF/Sanctions/ABAC matters affecting the business based on regulatory compliance requirements and industry best practice, including, but not ... on the adequacy of AML/ATF/Sanctions/ABAC processes and controls in accordance with regulatory and internal requirements, and liaises with the appropriate FCRM and… more