- Wells Fargo (Charlotte, NC)
- …Crimes Compliance Operations (FCO) data to fulfill the Bank's BSA / AML regulatory , compliance and risk commitments. Wells Fargo is seeking a candidate with deep ... which include standing up data products to drive our regulatory , compliance, and risk commitments. This role will report...risk commitments. This role will report into the Senior Manager of Product Management and will partner closely with… more
- TD Bank (Charlotte, NC)
- …for TD Access, ESOP/GSR, and Business Resiliency + Oversees and ensures all regulatory requirements are met including pre- and post-acceptance review, Reg 9, and ... a criminal background check, credit report check, civil litigation search, and regulatory agency or self- regulatory organization enforcement action search, and… more
- Wells Fargo (Charlotte, NC)
- …to leverage partners and connect customer with the appropriate partner or relationship manager to meet their needs + Partner with financial advisors to understand ... customers and partners **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or… more
- NC Department of Transportation (Guilford County, NC)
- …regulation agencies. Prepare and submit permit applicants and exhibits to regulatory agencies. Negotiate permit conditions with regulatory agencies. Assist ... project schedules and project design feasibility. Mediate disputes between regulatory agencies and transportation construction managers. Advise transportation construction… more
- Wells Fargo (Charlotte, NC)
- …is protected in alignment with information security best practices, regulatory requirements, internal policies, and evolving threat landscapes. Additionally, this ... key partners and stakeholders while obtaining feedback, managing risk, and ensuring regulatory and policy compliance. + Drive product management for Cybersecurity /… more
- Truist (Charlotte, NC)
- …compliance testing. Identifies and assesses Truist's Corporate cybersecurity legal, regulatory and industry compliance. Assist in managing cybersecurity risk and ... communications with internal and external clients. + Identifies solutions for potential regulatory risks and maintains an internal inventory of applicable US laws… more
- TD Bank (Charlotte, NC)
- …that those strategic initiatives and directives comply with all relevant regulatory requirements, standards and expectations, as well as internal compliance policies ... 10+ years related experience required + In-depth knowledge of financial services, regulatory industry practices + In-depth knowledge of laws rules and regulations… more
- ThermoFisher Scientific (Wilmington, NC)
- …engages as appropriate in the Con Mod process. + Communicates with People Manager (s) to support the development of the employee providing expertise and perspective ... Capable of working independently and exercising independent judgment to assess sponsor regulatory needs and work with project team members to producing compliant… more
- Glenmark Pharmaceuticals Inc., USA (Monroe, NC)
- …Control (QC) Lab at the Monroe manufacturing facility, reporting to the QC Manager . Primary responsibilities for this position will be: perform QC analysis in ... for evaluation and execution of stability study as per Quality and regulatory requirement. Timely complete testing and ensure compliance during analytical TT and… more
- Highmark Health (Raleigh, NC)
- …assignments, ICD diagnosis and procedure coding, DRG/APC structure according to regulatory requirements. Reports findings both verbally and in writing and ... materials to address deficiencies identified in the audits compliant with regulatory requirements. Provides written audit guidance. Participates with management in… more