- SMBC (New York, NY)
- …Description** The Compliance group within SMBC Nikko Securities Inc. serves as a regulatory advisory function to the President and is responsible for overseeing the ... compliance risk and is represented by the Chief Compliance Officer as either a member or observer of various...Compliance, IT Risk and Training committees. The Compliance Advisory Associate role assists in managing coverage areas or processes… more
- TD Bank (New York, NY)
- …this role. **Job Description:** The TDS US Compliance team is looking for Associate candidates to join the trade surveillance team. Preferred 3-5 years of experience ... the discipline * Adhere to internal policies/procedures and applicable regulatory guidelines * Keep abreast of emerging issues, trends,...**Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual… more
- State of New York Mortgage Agency (New York, NY)
- …and reliability of accounting data, compliance with Agency policies, procedures, and regulatory requirements to protect the Agency from loss through error, fraud, or ... scope of audit tests, and discuss the audit status with the Audit Officer . + Analyze Agency operations for compliance with generally accepted accounting principles,… more
- JPMorgan Chase (New York, NY)
- …business issues and problems. As a Diversified Industries Business Manager - Associate within the Global Corporate Finance & Business Management team, you will ... impair our ability to do business: eg, legal, tax, regulatory , compliance + Partner with various teams on key...in a Business Management capacity on a Chief Financial Officer (CFO) / Chief Operating Officer (COO)… more
- Mount Sinai Health System (New York, NY)
- **Job Description** The office of the Chief Medical Officer (CMO) at Mount Sinai Morningside oversees quality and safety in both the inpatient and ambulatory setting ... maintaining compliance with proper infection prevention practices and maintaining regulatory compliance through continuous quality improvement. In addition, the… more
- Scotiabank (New York, NY)
- Associate Director (Vice President) Risk Solutions Group, Global Banking & Markets **Requisition ID:** 234619 **Salary Range:** 225,000.00 - 225,000.00 _Please note ... committed to results, in an inclusive and high-performing culture. **Title: Associate Director (Vice President) Risk Solutions Group, Global Banking & Markets**… more
- City of New York (New York, NY)
- …of Health and Mental Hygiene, Public Health Laboratory is seeking an Associate Director for our Microbiology Section (Director, Office of Planning and Development). ... program within section and PHL-wide. Insurance of section's compliance with regulatory requirements. - Maintain and provide technical subject matter expertise in… more
- MUFG (New York, NY)
- …recruitment team will provide more details. **Job Summary:** We're looking for an Associate to join our growing Portfolio Management Group (PMG), focusing on credit ... portfolio reviews. Your core tasks will include: + Evaluating corporate, regulatory , and industry risks + Analyzing historical performance + Developing operating… more
- CUNY (New York, NY)
- …is seeking an experienced, dynamic, and innovative leader to serve as the Senior Associate Dean/Chief Operating Officer (COO). Reporting to the Dean and in ... Professional School Senior Associate Dean for Administration **POSITION DETAILS** The City...operations, purchasing, travel, accounting, asset management, risk management, and regulatory compliance. + Assuring the delivery of high-quality human… more
- Bank of America (New York, NY)
- GFX Sr. Business Financial Control Product Associate (CFO) New York, New York **To proceed with your application, you must be at least 18 years of age.** Acknowledge ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/GFX-Sr-Business-Financial-Control-Product- Associate --CFO-\_25041091-2) **Job Description:** At Bank of America, we are… more
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