- Marex (New York, NY)
- …(http://www.marex.com/) Purpose of Role: Marex is seeking an Application Support Analyst is responsible for taking ownership of issues and providing procedural ... of business functions. + Ensuring compliance with the company's regulatory requirements under the SEC, FINRA, NFA, CFTC and...in high frequency trading platforms. + Experience in technical onboarding of new APIs and systems. + Experience in… more
- US Tech Solutions (New York, NY)
- **AML/KYC Analyst ** **12 Months** **1 New York PlClienta, NY (3 days on office, 2 days remote)** **Role Description** Operations is one of the largest divisions in ... up-to-date and correct per policy guidelines + Input and maintenance of regulatory identifiers + Perform process analysis and provide inputs for change initiatives… more
- TD Bank (New York, NY)
- …are executed effectively and accountable to adhere to guidelines and regulatory requirements under control partner direction (eg, Privacy, Legal, Compliance, Office ... (eg. BARA/BTRA, Basel, ORM review/pRCSA) and ensure adherence to guidelines and regulatory requirements under Privacy, Legal, Compliance, and Office of the Chief… more
- TD Bank (New York, NY)
- …corporate and/or control functions and ensures alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving ... regulatory requirements and assesses potential impacts + Maintains a...you identify opportunities that support your goals. **Training & Onboarding ** We will provide training and onboarding … more
- TD Bank (New York, NY)
- …and direction to others + Adheres to internal policies/procedures and applicable regulatory guidelines + Keeps abreast of emerging issues, trends, and evolving ... regulatory requirements and assesses potential impacts + Maintains a...you identify opportunities that support your goals. **Training & Onboarding ** We will provide training and onboarding … more
- JPMorgan Chase (New York, NY)
- The **JPM WM Client Onboarding & Account Opening** team builds scalable and integrated Client and Advisor facing experiences that make it seamless to establish new ... expect in their wealth management experience. As a **Client Onboarding Product Manager** as part of the **JPM Wealth...minimum of 2 years of product management or business analyst experience with a strong analytical background + Understand… more
- Synchrony (New York, NY)
- …Credit Life Cycle team. He / She will lead cross-functional regulatory reporting and external engagement team including requirement review, analytical support, ... experts, he/she will have regular interaction with leaders in Regulatory Reporting, Capital Management, Controllership and Supervisory Affairs representing Credit… more
- MUFG (New York, NY)
- …Help facilitate the information gathering and documentation submission required by the regulatory bodies for the broker-dealer's onboarding process + Assist with ... system configuration, setup, and testing + Collaborate with relevant regulatory bodies to understand the application process, reporting requirements, and ongoing… more
- TD Bank (New York, NY)
- …strong contributor in its dynamic technology organization. This senior Business Systems Analyst will report into the head of the Global Equity Derivatives Solutions ... efforts of a wide variety of initiatives including technical platform upgrades, onboarding new product types for trading, L3 support to resolve pricing/valuation… more
- TD Bank (New York, NY)
- …oral presentations. The successful candidate will support a Senior Research Analyst in analyzing individual biotech companies and market trends; composing ... and key industry developments as well as internal policies and regulatory standards (as communicated by Compliance) to assist in maximizing profitability… more