- American Express (New York, NY)
- …activities to ensure American Express' activities meet all applicable regulatory requirements and standard industry practices. The Sanctions Analyst will ... matter expertise regarding Sanctions and PEP regulations. + Identify regulatory OFAC/Sanctions compliance issues/concerns and make suggestions and/or take corrective… more
- City of New York (New York, NY)
- …history. This investment, coupled with a commitment to reduce administrative and regulatory barriers, is a multi-pronged strategy to tackle New York City's complex ... loan servicing terms; - Review and analyze existing mortgage notes, regulatory agreements and other related documents to help determine preservation strategy;… more
- Northwell Health (Ossining, NY)
- …experience, clinical and financial performance. Ensures program compliance with regulatory requirements and maintains quality standards. Job Responsibility + ... services for families of client population. + Monitors expenditures to ensure operations are within budgetary limits, oversees the ordering of program supplies from… more
- Highmark Health (Buffalo, NY)
- …and staff productivity.Plan, organize, staff, direct and control the day-to-day operations of the department; develop and implement policies and programs as ... checks of all documents prior to formal submission to applicable accrediting/ regulatory /licensing bodies. + Interacts with internal and external personnel at all… more
- Wells Fargo (New York, NY)
- …a relationship with internal partners, including product groups, risk and operations , and Renewable Energy & Environmental Finance to achieve goals **Required ... will be accepted + Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ongoing employment in this… more
- TD Bank (New York, NY)
- …confidentiality and privacy; escalates issues where appropriate + Ensures business operations are in compliance with applicable internal and external requirements ... corporate and/or control functions and ensures alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving… more
- TD Bank (New York, NY)
- …overarching strategy in developing solutions across multiple functions or operations + Interprets internal/external business challenges and the industry environment, ... corporate and/or control functions and ensures alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving… more
- HSBC (New York, NY)
- …management of structured trading books, including financial, legal, operational, regulatory , reputational and other financial and non-financial risks. Conduct due ... the business platform. Work closely with support partners in Risk, Finance and Operations to ensure business values, strong conduct and good behaviors are applied in… more
- WMCHealth (Kingston, NY)
- …conflict resolution and conducts formal personnel counseling when needed. Operations /Financial + Manages the financial resources of the department effectively ... education opportunities, including staff participation in all mandated and regulatory programs. Quality Improvement + Implements and monitors patient safety… more
- Wellington (New York, NY)
- …and metrics reporting & complete core tasks such as completion of regulatory adherences on behalf of clients + Coordinate documentation and communication between ... + Maintain up to date knowledge of industry and regulatory developments, changes with respect to counterparties and derivative...been a team lead + Expertise in investment management operations and workflow processes; change management a plus +… more