• Senior Compliance Business Oversight Analyst

    TD Bank (New York, NY)
    …team member has a chance to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program. This not just about ... collaborative and creative in your approach. You will manage day-to-day operations while also helping design and implement a forward-thinking compliance program… more
    TD Bank (09/05/25)
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  • Compliance Product Markets Equities Generalist…

    Citigroup (New York, NY)
    …risk behaviors, providing day-to-day Compliance advice relating to operations , financial requirements, and guidance on the supported function/business/product ... and the associated regulatory rules/laws and interpretation on internal policies and procedures....other ICRM teams and global functions, including Legal, Risk, Operations and Technology, and Finance to prevent and detect… more
    Citigroup (08/21/25)
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  • Assistant Counsel

    State of New York Mortgage Agency (New York, NY)
    …to financing and real estate transactions, litigation matters, administrative and regulatory issues, policy and legislation, and operations and governance. ... be undertaken under the direct supervision of the Agencies' Associate Counsel for Operations . JOB SUMMARY The Assistant Counsel will be primarily responsible for the… more
    State of New York Mortgage Agency (09/10/25)
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  • Director - Trading Business Management, TD…

    TD Bank (New York, NY)
    …role. **Job Description:** The role will be part of TD Securities Business Regulatory Initiatives (BRI) team which plays a lead role in coordinating the approach ... Reform, Global Codes of Conduct Principles, FMSB Standards, Cross Border activities, Regulatory Compliance Management (RCM), Regulatory Exams, Audits & Testing… more
    TD Bank (10/01/25)
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  • Compliance Business Oversight Manager - Fiduciary…

    TD Bank (New York, NY)
    …team member has a chance to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program. This not just about ... collaborative and creative in your approach. You will manage day-to-day operations while also helping design and implement a forward-thinking compliance program… more
    TD Bank (09/30/25)
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  • Director - Compliance

    American Express (New York, NY)
    …(GS) is responsible for the company's customer service, credit, and fraud operations serving consumers, commercial clients, and merchants around the world, as well ... interaction. The Director of Compliance is responsible for first line regulatory -related advisory across regulatory change management, materials review, privacy,… more
    American Express (09/25/25)
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  • Head of Wealth Remediation (US)

    TD Bank (New York, NY)
    …Description:** The Head of Wealth Remediation is responsible for expanding and managing regulatory oversight program for the first line of defense in Wealth by ... and AMCB Consumer Bank teams to ensure that all regulatory , compliance, audit, and self-ID findings are remediated and...Regulators) + In-depth knowledge of OCC, RIA and B/D Operations , investment products, trust + Must be able to… more
    TD Bank (09/23/25)
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  • Director, State Public Policy

    Humana (Albany, NY)
    …pharmacy/PBM operations and state public policy environment impacting operations . + Strong knowledge of state health administrative/ regulatory /licensure ... The Director, State Affairs represents the organization's position on legislation and/or regulatory affairs to elected representatives and their staff, as well as to… more
    Humana (09/19/25)
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  • Risk Head Investor Services Digital Assets (MD)

    Citigroup (New York, NY)
    …risk management framework tailored to our digital asset products and operations . This role requires deep expertise in traditional financial risk management ... with a profound understanding of blockchain technology, cryptocurrencies, and the evolving regulatory landscape of digital assets. The Risk Head will act as a… more
    Citigroup (09/19/25)
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  • Compliance Business Oversight Manager - Corporate…

    TD Bank (New York, NY)
    …team member has a chance to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program. This not just about ... collaborative and creative in your approach. You will manage day-to-day operations while also helping design and implement a forward-thinking compliance program… more
    TD Bank (09/11/25)
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