- Bloomberg (New York, NY)
- …and Compliance Department plays a critical role in supporting our businesses and operations around the world. We move quickly and thoughtfully to help address a ... UK Benchmark Regulation ("BMR"). The ideal candidate will have regulatory as well as product knowledge and experience with...financial markets; be familiar with relevant FCA and European regulatory requirements as well as IOSCO principles; and be… more
- Quantexa (New York, NY)
- …and aligned with Quantexa's internal objectives, client commitments, and complex regulatory requirements. Your immediate focus will be on compliance and security ... environment. Your role will involve actively shaping and guiding regulatory readiness efforts, accreditation processes, and evidence-based reporting, while… more
- TD Bank (New York, NY)
- …Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance across TDS in accordance with the Global Compliance ... Operating Framework. The team is accountable for promoting regulatory compliance by developing and maintaining a comprehensive communications surveillance program,… more
- Raymond James Financial, Inc. (New York, NY)
- …the Capital Markets division. This role requires significant industry expertise, regulatory acumen, and leadership skills to manage compliance functions, ensure ... adherence to federal, state, and self- regulatory requirements, and mitigate regulatory risks. As...of managerial experience with an emphasis on finance and operations , within an investment advisory or management firm. +… more
- GE Vernova (Schenectady, NY)
- …training and competitive compensation. The Customs Ops Lead supports all daily Customs operations to ensure full compliance of the region and individual country ... regulatory requirements for the Wind business within GE Vernova....Responsibilities** + Support development and implementation strategy for Customs operations in the region, aligned with the Global Customs… more
- MTA (New York, NY)
- …also includes coordination with MTA Headquarters consolidated partners to ensure seamless operations , and management of special projects at the direction of TBTA ... the MTA/TBTA Board, tolling and infrastructure industry partners, and federal and state regulatory entities. In the absence of the COO, COS, EVP, or SVPs, the… more
- Highmark Health (Albany, NY)
- …acts within the parameters of federal and state laws, regulations, and regulatory guidance. The incumbent is also responsible for the administration, interpretation, ... all areas in the enterprise risk taxonomy. Through matrixed leadership with Risk Operations and with support from Risk Enablement, the incumbent monitors and tracks… more
- TD Bank (New York, NY)
- …for the delivery of TD's Payment Modernization Program including regulatory , cybersecurity, payment products, SWIFT, and Correspondent Banking Services related ... of non-wire payment methods like drafts and checks. + Familiarity with regulatory reporting such as EFTR Fintrac, sanction screening, fraud detection, anti-money… more
- JPMorgan Chase (New York, NY)
- …+ Develop external senior client relationships including COOs and heads of Operations , Legal, Risk, Counterparty Management, Regulatory Governance etc. + Build ... + Develop and implement strategic plans to enhance service center operations , leveraging your proficiency in strategic planning and process automation to… more
- Scotiabank (New York, NY)
- …products and services, organic business growth, system changes/new implementation, regulatory requirements; + Participate in the collation of information required ... regulators and internal audit to facilitate the latter's examinations/reviews; + Review regulatory and audit findings and work with business product owners to… more