- JPMorgan Chase (New York, NY)
- …oversight and material issues. + Collaborate with legal, product, risk, and operations teams to resolve complex regulatory issues. + Identify, escalate, ... Track emerging regulatory developments and assess their impact on fund operations and strategy. + Mentor and support colleagues with less experience in… more
- MUFG (New York, NY)
- …settlement system support specialist to serve as the technical bridge between operations and the technology that powers our broker dealer settlement engine. This ... stakeholders to optimize workflows, maintain data integrity, and ensure regulatory compliance. Strong analytical, troubleshooting, and communication skills are… more
- ITW (Albany, NY)
- **Job Description:** Our EHS team plays an important role in our business operations and EHS success. As the Division Product Stewardship Manager, you will get to ... a Division within a market-leading, Fortune 200 organization in external regulatory and industry forums to advance responsible chemical management and product… more
- American Express (New York, NY)
- …addition, IAG has a Professional Practices group responsible for managing audit operations , quality, and standards; regulatory relations; reporting; training and ... consumer compliance, technology, operational risk, financial accounting, data analytics, and banking operations . Our audit teams align to key risk areas and business… more
- American Express (New York, NY)
- …addition, IAG has a Professional Practices group responsible for managing audit operations , quality, and standards; regulatory relations; reporting; training and ... consumer compliance, technology, operational risk, financial accounting, data analytics, and banking operations . Our audit teams align to key risk areas and business… more
- PSEG Long Island (Bethpage, NY)
- …(SOPs). .Ensure adherence to, and continuous improvement of NERC CIP regulatory requirements. .Collaborate with IAM, Security Operations and ... are seeking a highly skilled Cyber Security Engineer and Operations Specialist to lead and support cybersecurity efforts in...on a schedule that may be different from normal operations . For all roles, PSEG's drug and alcohol testing… more
- TD Bank (New York, NY)
- …Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance across TDS in accordance with the Global Compliance ... Operating Framework. The team is accountable for promoting regulatory compliance by developing and maintaining a comprehensive Trade Surveillance program, including… more
- City National Bank (New York, NY)
- …effective controls are in place to mitigate compliance risk. Maintaining regulatory change management, policies and procedures, training, and advisory matters. This ... fiduciary investments. * Provide credible challenge at committee meetings. * Manage regulatory change management and participate with business areas, in addition to… more
- Bloomberg (New York, NY)
- …and Compliance Department plays a critical role in supporting our businesses and operations around the world. We move quickly and thoughtfully to help address a ... UK Benchmark Regulation ("BMR"). The ideal candidate will have regulatory as well as product knowledge and experience with...financial markets; be familiar with relevant FCA and European regulatory requirements as well as IOSCO principles; and be… more
- Coinbase (Albany, NY)
- …Compliance Program Manager to oversee the execution of high-priority regulatory compliance Programs within the company's Transaction Monitoring (TMS) function. ... involves leading strategic, multi-regional Programs to ensure compliance with global AML regulatory bodies. The Program Manager will ensure the integration of … more
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