- S&P Global (New York, NY)
- …culture, where innovation and inclusivity are at the forefront of our operations . Our team values integrity, transparency, and a proactive risk & control ... with Analytic teams, Compliance (2nd Line), Internal Audit (3rd Line), Rating Operations , Editorial and other IBC colleagues to implement an effective 1st Line… more
- American Express (New York, NY)
- …our compliance risk assessment governance framework is robust, aligned with regulatory requirements, and effectively manages compliance risks across our firm, ... will ensure the CRA program is robust, risk-based, and responsive to regulatory expectations, while also driving consistent execution by second line compliance… more
- AIG (New York, NY)
- …to Financial Lines insurance executives and underwriters with respect to transactional, regulatory , legal and compliance matters impacting the business unit and the ... kidnap & ransom insurance; + Research and review of legal/ regulatory issues impacting or potentially impacting Financial Lines products;...an exciting time to join us - across our operations , we are thinking in new and innovative ways… more
- Citigroup (New York, NY)
- …This role requires a deep understanding of financial institution risk management, regulatory requirements, and the ability to lead and influence across various ... stakeholders. Responsibilities + Regulatory and Policy Monitoring:...concentration risk management. + Strong knowledge of financial institution operations , products, and services. + Skills: + Proven ability… more
- TD Bank (New York, NY)
- …of customer behavior and activity of concern, in compliance with KYC policy and regulatory requirements. The team engages with the 1st line of defense on the ... Proactively advises covered TD businesses of new and changed AML/ATF/Sanctions/ABAC regulatory and/or policy requirements and articulates the impact to their… more
- APTIM (New York, NY)
- …10+ years of proven expertise in environmental compliance, air permitting, and regulatory strategy. This key role supports both internal teams and external clients ... Title V, New Source Review, and Permits by Rule--as well as compiling regulatory compliance reports such as annual emissions inventories and Title V, NSPS, and… more
- WMCHealth (Valhalla, NY)
- …24-hour a day operation of the assigned laboratory. Oversees the regulatory , personnel, technical, financial and business activities of the laboratory. ... Technical Supervisor and Shift Supervisors in planning and executing the operations of the laboratory. Meets regularly with supervisory and technical personnel.… more
- Wolters Kluwer (New York, NY)
- …use cases, leading cross-functional discussions with conviction, and translating regulatory and ethical requirements into structured, scalable governance solutions. ... governance workflows, policies, and controls to support evolving business needs and regulatory developments. + Serve as a senior governance authority and educator,… more
- MUFG (New York, NY)
- …execution of day-to-day activities relating to sanctions advisory, program and regulatory change management matters across MUFG Bank globally. The GSCD Program ... is responsible for advising on regulatory /bank policy matters, driving implementation of global sanctions controls...**ssisting the Head of Global Sanctions Advisory with day-to-day operations ** of the program and new or emerging areas… more
- Tradeweb (New York, NY)
- …components of the firm's ERM program, including control testing oversight, regulatory risk assessments, risk metric development, and governance reporting. The role ... of enterprise-level risk practices to help advance Tradeweb's risk maturity and regulatory alignment. **Job Responsibilities** + Lead the planning and execution of… more