- Citigroup (New York, NY)
- …building a strongly engaged team. + Lead significant Investment control related regulatory interactions globally, including items related to Citi regulatory ... proactively prepare for on internal audit, risk / compliance reviews and regulatory exams in Investment Solutions, as needed. + Significant Leadership Team… more
- Bank of America (New York, NY)
- …This job is responsible for providing legal counsel on products, services, and regulatory matters related to the Global Banking and Global Markets businesses. Key ... or services; (iii) review, analysis and advocacy concerning new regulatory proposals; and (iv) coordinating the work of outside...personnel. + Ongoing advice in connection with the day-to-day operations of the department on a wide variety of… more
- Albany Medical Center (Albany, NY)
- …effectively demonstrate competencies and accomplishments. + Maintain current knowledge of regulatory influences specific to the work environment and how the various ... regulatory agencies interact. + Understand the current requirements for...an integrated model. + Conduct a workflow analysis of operations to improve processes and implement solutions. + Integrate… more
- SMBC (New York, NY)
- …Market Risk and Analytics Group, Model Risk Group, and the Operational & Regulatory Risk Group. The Credit Risk Group maintains sound credit management activities ... initiatives to align the firm's CCR framework with industry best practices and regulatory requirements. Serve as a subject matter expert on SR11-10 and BCBS guidance… more
- MUFG (New York, NY)
- …the day-to-day incident horizon scanning for any threats that could disrupt bank operations + Lead tabletop exercises with key stakeholders to validate our incident ... + Familiarity with the Sound Practices to Operational Resilience, and ensure all regulatory requirements (eg FFIEC, OCC, FRB) are being adhered to + Propose… more
- TD Bank (New York, NY)
- …overarching strategy in developing solutions across multiple functions or operations + Interprets internal/external business challenges and the industry environment, ... & Control Self-Assessment, Business Continuity Management, Outsourcing & Vendor Management, Regulatory Compliance (eg CDIC, AML, Privacy, IDA, CBA, SOX, Basel etc.)… more
- TD Bank (New York, NY)
- …activities remain within TD Bank's risk appetite and comply with external regulatory requirements. The team is responsible for ensuring timely and consistent ... TDS G&C is to support all TDS businesses globally in adherence to regulatory requirements, managing risk and having effective operational controls in place. The… more
- University of Rochester (Rochester, NY)
- …Trustees on matters related to compliance, ensuring that the institution's operations , programs, and activities align with applicable laws, regulations, and ... that employees, students, faculty, and contractors, understand and adhere to legal, regulatory , and ethical standards. The CCE will build and maintain strong,… more
- TD Bank (New York, NY)
- …or business line's overarching strategy in developing solutions across multiple functions or operations + Accountable for own work and sometimes others; acts as an ... highly complex financial management/ specialized accounting / taxation / audit / regulatory reporting and operational issues + Acts as the primary interface with… more
- Molina Healthcare (Buffalo, NY)
- …internal audits as needed + Participate in process improvement initiatives to improve operations + Understands the compliance and regulatory guidelines for each ... production and appropriate terminations. + Ensures staff is compliant with regulatory and company guidelines, including HIPAA compliance. + Responsible for… more