- American Express (New York, NY)
- …Risk within BU processes for Tech Control Management to ensure adherence to regulatory standards, Amex policy and enhance the BU's resilience through managing a ... focused on ensuring control management is embedded in the day-to-day operations of our organization. It will involve extensive collaboration with multiple… more
- TD Bank (New York, NY)
- …money laundering, terrorist financing and other illicit financial crimes, and Regulatory reporting requirements. The role requires the ability to lead, train ... and mentor teams in conducting thorough investigations, ensuring regulatory compliance, and maintaining high standards of accuracy. Manages staff, providing… more
- Pfizer (New York, NY)
- …investigator brochures, clinical study reports, statistical analysis plan, and regulatory documents. + Provide leadership to early stage clinical scientists ... with other clinicians, statisticians, clinical pharmacologists, translational biologists and regulatory specialists. Meet regularly with the Pfizer Oncology group… more
- Deloitte (New York, NY)
- Senior Consultant, Anti-Money Laundering Analytics About Deloitte Regulatory , Risk & ForensicOur Deloitte Regulatory , Risk & Forensic team helps client leaders ... translate multifaceted risk and an evolving regulatory environment into defensible actions that strengthen, protect, and transform their organizations. Join our team… more
- Motion Recruitment Partners (New York, NY)
- …platforms (ATS, electronic exchanges), trading desk (NASDAQ) and SEC regulatory requirements. * Background in Legal/compliance, audit, or data/metrics backgrounds ... * Knowledge of the US regulatory environment pertaining to alternative trading systems and the...Use hands-on experience with trading systems to support the operations , compliance, and governance of the company's Alternative Trading… more
- YAI (Milford, NY)
- …Ensures program quality and compliance with Federal, State, local and other regulatory requirements, oversees clinical programming, serves as an advocate for the ... and department practices and in line with Federal, State, Local and regulatory requirements. + Provides effective leadership and develops a treatment team that… more
- M&T Bank (Buffalo, NY)
- …for automation. Identify resources that can be utilized to support business operations or improve existing business processes. Provide input and recommendations to ... application changes related to an enterprise-wide or business initiative, compliance/ regulatory requirement, required system change due to contractual agreement or… more
- JPMorgan Chase (New York, NY)
- …management and oversight responsibilities for the Funds. You will consider the market, regulatory , and business environment that they operate within the space. As a ... risk focused oversight model that address all aspects of Fund Operations including: daily/monthly net asset values, distributions, expenses, implementation of… more
- American Express (NY)
- …and report on Operational Risk within BU processes to ensure adherence to regulatory standards, Amex policy and enhance the BU's resilience through managing a clear ... Reporting focused on ensuring control management is embedded in the day-to-day operations of our organization. It will involve extensive collaboration with multiple… more
- Raymond James Financial, Inc. (New York, NY)
- …risk information. . Ensures the business risk management practices comply with regulatory requirements and industry best practices. Also, engages with regulators to ... . Infrastructure design, risk controls and segregation of duties . Relevant risk-based regulatory schemes including Basel I and Basel II and current rules under… more