- CTG (Buffalo, NY)
- …+ Perform document reviews to ensure accuracy, completeness, and compliance with regulatory and client requirements. + Utilize Microsoft Excel to record, monitor, ... and document storage. + Maintain compliance with internal controls, policies, and regulatory requirements. + Collaborate with team members and other departments to… more
- American Express (New York, NY)
- …and lead operational readiness and change management program in response to regulatory mandates. + Industry engagement and expertise: Develop strategy for engagement ... **Leadership:** Experience leading a team of direct reports day to day operations , coaching, and overseeing performance indications for continuous improvement. + **… more
- Scotiabank (New York, NY)
- …in day-to-day activities and decisions. + Actively pursue effective and efficient operations of his/her respective areas, while ensuring the adequacy, adherence to ... day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but not… more
- JPMorgan Chase (New York, NY)
- …as bespoke solutions. + Partner with business analysts, core technology, legal/compliance, operations , and sales and trading teams to ensure product functionality is ... of equities trading, market structure, and the equities market regulatory landscape. + Ensure adherence with all relevant ...regulatory landscape. + Ensure adherence with all relevant regulatory and control agenda requirements. + Be an integral… more
- TD Bank (New York, NY)
- …have adequately considered, managed, and mitigated risks in day-to-day activities, operations , products and services, and are operating within risk appetite in ... compliance with regulatory requirements, Bank policies and risk appetite. Members of...to internal (risk management, oversight function and audit) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** The Senior… more
- JPMorgan Chase (New York, NY)
- …mutual funds, ETFs, and SMAs), as well as the evolving industry and regulatory landscape. The role will require close interaction with our internal partners across ... Manager Solutions, Legal, Risk, Compliance, Operations , Bankers, and Investors. Externally, the role will entail...offerings and capabilities, in line with the firm's vision, regulatory changes, and the evolving industry landscape. + Represent… more
- New York Power Authority (White Plains, NY)
- …The position will work collaboratively with technical support from Utility Operations , Strategic Supply Chain Management, Finance and Legal, amongst other corporate ... accordance with the Business Plan. + Oversee staff to secure the necessary regulatory permits and approvals for the construction of new renewable generation and… more
- Truist (New York, NY)
- …emerging innovations. Utilizes their deep knowledge of advancing trends, technologies, and regulatory changes in the real estate and mortgage industry to shape ... platforms. This includes performance management and continuous monitoring of operations , technology, and processes. Activity is aimed at accomplishing objectives… more
- City National Bank (New York, NY)
- …their respective office for compliance with these policies and procedures. Ensure regulatory compliance and colleague adherence to CNB policies and procedures are ... with existing portfolio and works with internal partners for new opportunities. * OPERATIONS * Responsible for the operational integrity of the branch. Is the expert… more
- Regeneron Pharmaceuticals (Tarrytown, NY)
- …plans and clinical study reports. + Work closely with Clinical Imaging Operations and imaging contract research organizations to ensure the flawless conduct and ... and utilization of novel imaging biomarkers. + Lead the interaction with regulatory agencies for communications regarding imaging endpoints and procedures. + Lead… more
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