- TD Bank (New York, NY)
- …for all business applications owned/managed + Responsible for day to day operations process management to ensure consistency, and delivery according to established ... adherence to the Data Governance Framework + Ensure adherence to guidelines and regulatory requirements under Privacy, Legal, Compliance, and the Office of the Chief… more
- MUFG (New York, NY)
- …Assist in reconciling P&L and balance sheets, ensuring consistency across front-to-back operations . + Monitor trades and positions to help identify discrepancies and ... not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major… more
- Mizuho Corporate Bank (New York, NY)
- …banking, financing, securities, treasury services, asset management, research and more. Mizuho's operations in the Americas connect a broad client base of major ... of the role, needs of your department, as well as local laws and regulatory obligations. Roles in some of our departments have greater in-office requirements that… more
- Mizuho Corporate Bank (New York, NY)
- …Supporting front office staff by accurately and promptly handling daily compliance-related operations . + Japan & US Laws and Regulations: Understanding detailed Head ... of the role, needs of your department, as well as local laws and regulatory obligations. Roles in some of our departments have greater in-office requirements that… more
- Neuberger Berman (New York, NY)
- …of industry best practices and key events across several areas (eg regulatory , technology/systems, trading) while maintaining ownership of projects focused on the ... but comparable fund accounting, trading, fund administration, or hedge/PE fund operations experience will be considered + Familiarity with private equity, venture… more
- S&P Global (New York, NY)
- …feasibility and system capabilities. + Stay updated on market trends, regulatory changes, and other factors affecting the Private Markets and Equitymarkets. ... working directly inPrivate Markets or Equity Indices, asset management, trade operations or related roles. + A demonstrable understanding of global financial… more
- Citigroup (Getzville, NY)
- …region of the world and every sector that shapes your daily life, our Enterprise Operations & Technology teams are charged with a mission that rivals any large tech ... able to ensure that complex data governance concepts, issues, policies, regulatory requirements, and industry information affecting the business environment and… more
- M&T Bank (Buffalo, NY)
- …line items + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's Risk Appetite.Identify ... degree and a minimum of 7 years' experience in accounting, auditing, operations or financial institutions Comprehensive understanding of concepts and principles in… more
- MUFG (New York, NY)
- …or a related field + 2+ years of experience in a similar business analyst or market operations role, preferably within a broker-dealer or financial institution ... will be responsible for the FR2004 reporting, will support the Fed's FOMC Operations , and will support the Fixed Income primary and secondary trading businesses.… more
- S&P Global (New York, NY)
- …professional to join the Ratings Compliance & Risk team as a Compliance Operations & Training Lead. This role focuses on designing, managing, and tracking global ... experts, and cross-functional partners to deliver impactful training and ensure compliance operations run smoothly. The position reports to the Global Chief Matrix… more
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