- Lowe's (Mooresville, NC)
- …related field or equivalent experience. *5 years of relevant experience in retail compliance, regulatory affairs, or legal operations . * 5 years of experience in ... **Your Impact** The Services Compliance Sr. Analyst plays a vital role within the Services...a vital role within the Services Compliance team, supporting regulatory and operational compliance across retail service programs. This… more
- Prime Therapeutics (Raleigh, NC)
- …passion and drives every decision we make. **Job Posting Title** Sr. Compliance Analyst - Remote **Job Description** The Regulatory Inquiry & Complaints Senior ... compliance procedures and enforces policy governance across the organization to validate regulatory requirements are met and that business operations are aligned… more
- Regions Bank (Charlotte, NC)
- …works within a given line of business to help ensure the line of business operations are conducted in compliance with regulatory and legal requirements and per ... law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule...the organization's policy. The analyst works as part of the first line of… more
- City National Bank (Charlotte, NC)
- *IT RISK & CONTROL SENIOR ANALYST * WHAT IS THE OPPORTUNITY? The IT Risk Senior Analyst is a subject-area specialist with specialized training, methods and ... for cyber risk mitigation in a complex technical environment. ITRM Security Senior Analyst will conduct fit for purpose review and challenges of internal IT controls… more
- ManpowerGroup (Charlotte, NC)
- **Our client, a leading financial services institution, is seeking an IAM Triage Lead Analyst (Information Security Analyst 3) to join their team.** As an IAM ... Triage Lead Analyst , you will be part of the Cybersecurity Department...and implement long-term remediation strategies. + Collaborate with engineering, operations , and risk teams to improve IAM processes. +… more
- TD Bank (Charlotte, NC)
- …this role. **Line of Business:** TD Wealth **Job Description:** The Central Supervision Analyst is a FINRA and SEC regulatory supervisory principal position with ... the Central Office of Supervisory Jurisdiction (OSJ). This role assists in the regulatory oversight for TD Private Client Wealth, (TDPCW), a US registered Investment… more
- TD Bank (Charlotte, NC)
- …+ Adheres to internal policies, standards and procedures, methodologies, and applicable regulatory requirements + Understands the operations of the business unit ... procedures, and expectations or non-compliance with key laws and regulatory requirements. Testing teams implement consistent and standardized testing methodology… more
- Citigroup (Charlotte, NC)
- The Fin Solutions Lead Analyst is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... rate risk on Citi's proprietary forecasting platform, RUBY. The analyst will serve as a recognized technical and operational...provide advice and counsel related to the technology and operations of the business as part of ongoing development… more
- Wells Fargo (Charlotte, NC)
- **2026 Audit Analyst Development Program - Early Careers** **About this role** **:** Wells Fargo is seeking talent to join the **2026** **Audit** ** Analyst ** ... **Program Overview** Prepare to immerse yourself in the Audit Analyst Development Program. Participants will embark on a 2-year rotational… more
- Bank of America (Charlotte, NC)
- …+ Create sophisticated, value-added analytic systems that support business operations , risk management, operational excellence, regulatory compliance, and ... Sr Quantitative Financial Analyst Charlotte, North Carolina;Atlanta, Georgia **To proceed with...that its models and analytics address both internal and regulatory requirements, such as quarterly Enterprise Stress Testing (EST),… more
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