- Citigroup (New York, NY)
- …+ Ensure adherence to all internal policies and compliance to legal and regulatory requirements + Process all client transactions and respond to all inquiries, from ... telephone, email, fax or in person + Interface with Operations and Product Areas to insure timely response to...guidelines. Adhere to MPP, RDIP, banking, investment and tax regulatory and other compliance policies and procedures. + Review… more
- Mizuho Corporate Bank (New York, NY)
- Company Overview Mizuho Americas is a leading financial institution comprising several legal entities, which together offer clients corporate and investment banking, ... financing, securities, treasury services, asset management, research and more. Mizuho's operations in the Americas connect a broad client base of major corporations,… more
- TD Bank (New York, NY)
- …while being part of a major global investment dealer. Confidence in our US operations systems stems from the recognition of our in-depth industry knowledge and from ... candidates must have the capacity to become adept at financial modeling and be able to work effectively in...and prepare updated analysis memos + Monitors compliance with regulatory requirements + Provides written analysis that identifies any… more
- City of New York (New York, NY)
- …to identify and assess cybersecurity risks associated with digital operations , applications, cloud solutions, firewalls, IoT devices, software, custom development, ... go-live conditions. Stay abreast of the latest security, privacy, and regulatory concerns, ensuring a proactive approach to third-party risk management. Advise… more
- MUFG (New York, NY)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
- City of New York (New York, NY)
- …program projects including generating status deliverables to assess regulatory compliance, program monitoring and evaluation, quality control reviews ... regulated community, other government agencies and industry representatives to improve regulatory compliance. - Contribute to the preparation of the public speaking… more
- Citigroup (Getzville, NY)
- …risk appetite in line with changes in the business environment, regulatory requirements, and strategic objectives. + Work closely with key stakeholders ... and process owners to drive management decisions aimed at maintaining operations within the firm's Risk Appetite. + Collaborate with key stakeholders to assess… more
- S&P Global (New York, NY)
- …feasibility and system capabilities. + Stay updated on market trends, regulatory changes, and other factors affecting the Private Markets and Equitymarkets. ... experience working directly inPrivate Markets or Equity Indices, asset management, trade operations or related roles. + A demonstrable understanding of global … more
- Citigroup (Getzville, NY)
- …consumers, corporations, governments, and institutions with a broad range of financial products and services, including consumer banking and credit, corporate and ... responsible and in our clients' best interests. As a financial institution that touches every region of the world...every sector that shapes your daily life, our Enterprise Operations & Technology teams are charged with a mission… more
- M&T Bank (Buffalo, NY)
- …or product strategy analysis, historical reporting, work flow analysis, and financial analysis. + Identify trends, emerging issues and engage relevant stakeholders ... automation. Identify resources that can be utilized to support business operations or improve existing business processes. Present findings and make recommendations… more