- Mizuho Corporate Bank (New York, NY)
- …(and suppress items when directed) Custodian and Pledge reports for the security operations team and distribute. + Liaise with back-office units to investigate any ... / incomplete reports, distribute. + Provide support for ad-hoc operations , procedure changes / updates, system related matters. +...of your department, as well as local laws and regulatory obligations. Roles in some of our departments have… more
- M&T Bank (Buffalo, NY)
- …recording as instructed.* Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's Risk Appetite. ... other related duties as assigned. **Education and Experience Required:** Minimum of an Associate 's degree and 1 year relevant work experience, OR in lieu of a… more
- M&T Bank (Buffalo, NY)
- …of the Bank. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's Risk Appetite. Identify ... products and pertinent policies and regulations. **Education and Experience** **Required:** Associate 's degree and a minimum of 1 year's general work experience,… more
- M&T Bank (Buffalo, NY)
- …new team members. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's Risk Appetite. ... + Complete other related duties as assigned. **Education and Experience** **Required:** Associate 's degree and a minimum of 1 years' work experience, or in… more
- M&T Bank (Buffalo, NY)
- …service, quality loan processing within the guidelines of Commercial Lending Operations (CLO) procedures, Corporate policies, and Compliance, Audit and Legal ... with credit contacts. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's Risk Appetite.… more
- M&T Bank (Amherst, NY)
- …as issues arise + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's Risk Appetite. ... Identify risk-related issues needing escalation to management. + Promote an environment that supports belonging and reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points… more
- M&T Bank (Buffalo, NY)
- …Real Estate perfection. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's Risk Appetite. ... Identify risk-related issues needing escalation to management. + Promote an environment that supports belonging and reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points… more
- Regeneron Pharmaceuticals (Rensselaer, NY)
- …regulatory trends. + Define and implement systems, and metrics for maintaining regulatory compliance all operations . + Perform evaluations of GMP compliance ... We are currently looking to fill an Associate Director of GMP Compliance & Inspections position....in compliance. The Director will also provide support during regulatory inspections and internal audits and work to ensure… more
- The Rare Wine Co. (Brooklyn, NY)
- …keen eye for detail, outstanding communication skills, and a thorough understanding of regulatory frameworks. The Compliance Associate will play a crucial role ... Compliance Associate Vieux Vins Group is a prestigious wine... Filings: Prepare, submit, and track federal and state regulatory filings for sales and operations . Licensing… more
- PNC (New York, NY)
- …balance sheet, particularly as these initiatives relate to interest rate risk, regulatory capital, and liquidity requirements. The ALM associate 's primary ... in executing on these initiatives. In addition, the ALM associate will be responsible for evaluating proposed regulatory... rule changes and their impact on CIO Office operations , review and maintenance CIO Office policy and governance… more