- Marex (New York, NY)
- …dealer, bank) or regulator. Candidates with experience in roles with a heavy regulatory aspect (eg operations , trade reporting, operational risk etc.) may also ... more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Compliance Associate - Swap Dealer will contribute to the ongoing compliance… more
- Guidehouse (New York, NY)
- …to 25% **Clearance Required** **:** None **What You Will Do** **:** The ** Associate Director** Transmission & Distribution ( **T&D** ) **Technical Services** plays a ... related to the Transmission and Distribution (T&D) energy grids. The ** Associate Director-T&D Technical Services** position is a highly challenging role that… more
- Bank of America (New York, NY)
- …Reputational and Operational risk to the Bank. On a tri-annual basis this associate will be responsible for leading regulatory exam preparatory activities while ... Operations Lead Charlotte, North Carolina;New York, New York...an effort to keep the firm compliant to FDIC Regulatory requirements. Employees at this level are often required… more
- Trustco Bank (Schenectady, NY)
- …(UCC Articles 3 & 4), electronic payments (Regulations CC & E), trust operations , and notary public issues. + Regulatory and Litigation Support: Handle ... ** Associate Counsel** **Reports to: General Counsel** **Starting Salary...Reporting directly to the General Counsel, this role combines regulatory compliance, transactional oversight, operational support, and limited courtroom… more
- The Rare Wine Co. (Brooklyn, NY)
- …keen eye for detail, outstanding communication skills, and a thorough understanding of regulatory frameworks. The Compliance Associate will play a crucial role ... Compliance Associate Vieux Vins Group is a prestigious wine... Filings: Prepare, submit, and track federal and state regulatory filings for sales and operations . Licensing… more
- Pioneer Bank (Albany, NY)
- TITLE: Enterprise Risk Management Associate LOCATION: Headquarters REPORTS TO: Senior Vice President - Compliance & Chief Risk Officer CLASSIFICATION: Full Time, Non ... Monday-Friday 8:30am-5:00pm Position Summary : The Enterprise Risk Management Associate is responsible for supporting the Enterprise Risk Management program… more
- SMBC (New York, NY)
- …Description** The Compliance group within SMBC Nikko Securities Inc. serves as a regulatory advisory function to the President and is responsible for overseeing the ... Risk Management, Compliance, IT Risk and Training committees. The Compliance Advisory Associate role assists in managing coverage areas or processes under the… more
- New York State Civil Service (Albany, NY)
- …No Agency Financial Services, Department of Title Trust Compliance Associate (Financial Services Specialist 4 (Compliance), SG-27) Occupational Category Financial, ... of Financial Services is seeking candidates for the position of Trust Compliance Associate in Limited Purpose Trust unit within the Research and Innovation Division.… more
- Scotiabank (New York, NY)
- Associate Director, US Corporate Banking Origination, (Consumer, Industrial, Retail) **Requisition ID:** 229281 **Salary Range:** 185,000.00 - 185,000.00 _Please ... to results, in an inclusive and high-performing culture. **Title: Associate Director, US Corporate Banking Origination, (Consumer, Industrial, Retail)** Global… more
- Scotiabank (New York, NY)
- Associate , US FX Institutional and Sponsor Sales **Requisition ID:** 237018 **Salary Range:** 145,000.00 - 175,000.00 _Please note that the Salary Range shown is a ... winning team, committed to results, in an inclusive and high-performing culture. **Title: Associate , US FX Institutional and Sponsor Sales - New York, NY** **Global… more
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