- Bank of America (Jacksonville, FL)
- …record. Associate will be responsible for learning and adhering to FINRA, SEC and other Regulatory Buy In rules. Associate will be required to multi task in a high ... volume, fast paced environment all while meeting regulatory deadlines. **Responsibilities:** + Performs moderately complex transaction processing and reconciliation… more
- Lincoln Financial (Tallahassee, FL)
- …Financial Group's position with third parties such as federal and state regulatory bodies and agencies + Prepare and maintain registration statements for Lincoln's ... in the laws applicable to life and annuities (legislative, regulatory , case law + Maintain current knowledge of legal...This position may be subject to Lincoln's Political Contribution Policy . An offer of employment may be contingent upon… more
- Lincoln Financial (Tallahassee, FL)
- …necessary to expedite state product approvals, to include negotiations with regulatory authorities, discussions with outside counsel and/or consulting firms + Ensure ... + Assess and communicate the impact of industry and regulatory changes + Collaborate with senior management and other...This position may be subject to Lincoln's Political Contribution Policy . An offer of employment may be contingent upon… more
- TECO Energy (Apollo Beach, FL)
- …maintenance, and provides technical guidance on electrical engineering and regulatory standards. Key responsibilities include working with generators, power plant ... construction, maintenance and planning but, may also work with procurement, regulatory , safety, compliance, legal and other departments as necessary. Key External:… more
- Bank of America (Tampa, FL)
- …liaises with internal partners to ensure proper client reporting and assist with regulatory reporting + Escalates potential risks and exposures to manager in a ... diligence (ECDD) in accordance with internal policies, procedures and regulatory guidelines + Review of refresh requirements for assigned...factor prohibited by law, and as such affirms in policy and practice to support and promote the concept… more
- Citigroup (Tampa, FL)
- …Program visibility, action planning, and issue management of EUC & ITeSS related regulatory and management control initiatives across the Firm.*This is a global role ... to draft and implement action plans in support of regulatory requirements/commitments and Consent Order (CO) initiatives.*Balance and execute near-medium-long-term… more
- The Hartford (Lake Mary, FL)
- …consistent with corporate claim standards, policies and procedures and statutory, regulatory and ethics requirements. The selected candidate will partner with Staff ... with corporate claim settlement policies and procedures, and statutory, regulatory and ethics requirements + Properly assess the exposure...asking ourselves what more we can do. Is our policy language as simple and inclusive as it can… more
- Citigroup (Tampa, FL)
- …& CSIS Data is brought into compliance with the Enterprise Data Governance Policy and Standards to meet regulatory obligations, support business decision-making, ... data quality control environment is essential for maintaining data governance and regulatory compliance across the enterprise. This individual will work closely with… more
- The Hartford (Lake Mary, FL)
- …in compliance with corporate claim standards and procedures, and statutory, regulatory and ethics requirements. They will maintain, effectively create, and ... compliance with corporate claim standards and procedures, and statutory, regulatory and ethics requirements + Accurately and timely assess...asking ourselves what more we can do. Is our policy language as simple and inclusive as it can… more
- City of Lakeland (Lakeland, FL)
- …and updates safety and training documentation to ensure accuracy and regulatory compliance. + Coordinates with managers, supervisors, and frontline staff to ... new training courses or modifies existing training materials based on regulatory changes and operational procedures. + Conducts specialized training sessions related… more