- Citigroup (Tampa, FL)
- …and associated results; may have responsibility for planning, budgeting and policy formulation within area of expertise + Responsible for detailed analysis ... driving compliance with applicable laws, rules and regulations, adhering to Policy , applying sound ethical judgment regarding personal behavior, conduct and business… more
- Wells Fargo (Sun City Center, FL)
- …upon offer acceptance + Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ongoing employment in ... as part of the evaluation. Successful candidates must also meet ongoing regulatory requirements including additional screening, if necessary + This position is not… more
- Citigroup (Tampa, FL)
- …against industry standard, widely accepted business practices, laws, rules, and regulatory guidelines, escalating as appropriate + Collaborate across internal lines ... Proactively identify, evaluate, and contribute to the appropriate management of legal, regulatory , and reputational risk by collaborating with ICRM & Risk, following… more
- Citigroup (Tampa, FL)
- …in Treasury to enhance the firm's liquidity position to meet regulatory requirements, internal Limits/Thresholds, and business objectives. + Create monthly liquidity ... and decisioning + Work with key stakeholders to ensure global production and regulatory submission of the Firm's key liquidity reports including FR 2052a, LCR, NSFR,… more
- Citigroup (Tampa, FL)
- …may include managing external audits, business continuity activities or addressing regulatory issues. The Business Associate may coordinate and manage activities ... as other Business Execution team members in completing various ad-hoc projects/initiatives/ regulatory driven deliverables to meet regulatory expectations as well… more
- Capco, a Wipro Company (Orlando, FL)
- …participate in compliance and operations monitoring, governance, oversight, and regulatory reporting activities in coordination with compliance and internal control ... Federal Reserve Bank, the Commodity Futures Trading Commission, Financial Industry Regulatory Authority (FINRA), and other governmental agencies, self- regulatory … more
- Scotiabank (Tampa, FL)
- …training programs that support deposit business development, product knowledge and policy and procedures. + Optimize process improvement by supporting and improving ... to country partners and provide direction or authorization on issues with policy implications. + Review, evaluate and lead the development of strategic proposals… more
- RELX INC (Boca Raton, FL)
- …organization for breaking news and forward-looking analysis on legal and regulatory risk across the globe. Investigative journalists provide exclusive reporting on ... litigation and legislative developments, probes, policy , and enforcement trends across key areas of...our customers to respond first to changes in the regulatory landscape, navigating risks and leveraging opportunities for their… more
- Medtronic (Jacksonville, FL)
- …and support data-driven decision making. + Support and organize responses to regulatory inquiries about post-market quality data. + Prepare and participate in ... internal and external audits in the areas of risk management and post-market regulatory compliance. + Support activities from CAPAs, audits, quality plans, or other … more
- Community Based Care of Brevard, Inc. (Orlando, FL)
- …licensure for foster care applicants, ensuring compliance with all regulatory requirements. * Complete Licensing Home Studies-Essential Function: The position ... Specialists with the monitoring and approval of data collection, regulatory and eligibility activities, as needed * Conduct licensing...* Participates in creation and annual reviews of Unit Policy and Procedure Manuals to ensure all policy… more