- Citigroup (Tampa, FL)
- …are seeking a highly skilled and experienced professional to be part of the Regulatory Reporting & Client Tax Operations Quality Assurance (QA) team in our Wealth ... division. The Global Regulatory Reporting & Client Tax Operations Quality Assurance (QA) VP will support rolling out and implementation of the quality assurance… more
- Sumitomo Pharma (Tallahassee, FL)
- …a dynamic, highly motivated, and experienced individual for the position of **Director, Regulatory Advertising & Promotion** . The Director is part of the Global ... Regulatory Affairs (GRA) team based in the US. He/she...in line with your work state. Our robust time-off policy includes flexible paid time off, 11 paid holidays… more
- Citigroup (Tampa, FL)
- This role will cover the Data, Regulatory and Account Operations teams. Data Operations provide an array of services to enable client lifecycle transactions ranging ... relationship establishment to supporting the data demands surrounding instruments and regulatory reporting demands. Regulatory Operations is designed to ensure… more
- Citigroup (Tampa, FL)
- …Transformation. This team partners with Liquidity Management for funding management and Regulatory Reporting daily. The individual will lead a team and support the ... and Regulators. The role provides support in the firm's liquidity regulatory reporting production, controls, data and change management initiatives supporting FR… more
- Citigroup (Tampa, FL)
- …they need to support Citi's organizational health and resource management. As the Regulatory Execution Analyst, you'll play a key role in helping the business make ... and is interested in complex problem solving. **Responsibilities** : + Support regulatory issue management: + Regulatory issue scoping, inclusive of corrective… more
- University of Miami (Miami, FL)
- …+ Provides oversight of regulatory activities. + Provides ongoing update on regulatory changes and update policy and procedure. This list of duties and ... Management Department. + Review, analyze and identify AHCA, DOH and other regulatory agency reportable events and prepare submission for approval by Associate… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …* Reviews requests for Outside Business Activities to ensure compliance with firm policy and regulatory rules. * Interfaces with specific business platform ... and regulations of the Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); and state securities regulatory agencies; and/or… more
- Citigroup (Tampa, FL)
- …Risk, Country/Product Controllers, Technology and Finance and with counterparts in Global Regulatory Reporting. This role is part of the Global Regulatory ... driving compliance with applicable laws, rules and regulations, adhering to Policy , applying sound ethical judgment regarding personal behavior, conduct and business… more
- Lincoln Financial (Tallahassee, FL)
- …74707 **The Role at a Glance** We are excited to bring on a ** Regulatory GAAP and Statutory Investment Reporting Analyst** to support the Investment Accounting and ... provide a work from home/remote work environment. _Background Details_ As a Regulatory GAAP and Statutory Investment Reporting Analyst, you will be responsible for… more
- Carrington (Jacksonville, FL)
- …volume of documentation to complete existing vendor's annual review in accordance with regulatory compliance and internal policy . + Monitor, track and conduct ... ensure their continued compliance with our applicable company policies and regulatory guidelines. Escalate issues or concerns with compliance to appropriate… more