- Citigroup (Getzville, NY)
- The Regulatory Analytics Senior Analyst is an SVP level position, part of the Regulatory and Analytics function within Enterprise Data Office, the SVP will be ... supporting regulatory reporting, data model design and development of a...compliance with applicable laws, rules and regulations, adhering to Policy , applying sound ethical judgment regarding personal behavior, conduct… more
- Bank of America (New York, NY)
- Global Markets Non-Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **To proceed with your application, ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Markets-Non-Financial- Regulatory -Reporting--GM-NFRR--Operational-Monitoring\_25004657) **Job Description:** At Bank of America, we are… more
- City of New York (New York, NY)
- …system. - Review and monitor all legislation, budget processes and other education policy and regulatory proposals affecting the expense budget. Perform research ... and analysis on legislative and regulatory proposals pertaining to DOE programs in assigned portfolio areas. - Maintain a professional working relationship with DOE… more
- Citigroup (Getzville, NY)
- …Sheet Reporting, and CFTC Part 20 Swaps Large Trader Reporting where recent regulatory scrutiny has revealed a need to enhance the firm's processes and technologies ... the firm's CAT support operating model + Review exception reports for the different Regulatory reports managed by the team + Prepare and analyze regulatory … more
- Citigroup (New York, NY)
- Citibank, NA seeks a Regulatory Risk Sr. Officer I for its New York, NY location. Duties: Support Regulatory Execution team in the development, adoption, and BAU ... governance around the new policy within the Risk Organization. Collaborate with stakeholders across...deliver technology implementation roadmaps, ensuring that both business and regulatory requirements are met. Drive implementation and adoption of… more
- City National Bank (New York, NY)
- …the documentation and closing of loan transactions, ensures conformance with Bank policy and regulatory requirements. Exercises sound credit and risk judgment ... loan requests; reviews information to ensure that files submitted meet regulatory agency and CNB policies; forwards application packages to Residential Lending… more
- American Express (New York, NY)
- …+ Provide compliance oversight, challenge, and guidance to the business on applicable policy and regulatory requirements as related to small business proprietary ... Development process to assess compliance risks and ensure adherence with regulatory requirements. + Effectively manage the Compliance Issue Management process and… more
- Constructive Partnerships Unlimited (Manhattan, NY)
- …and external audit results. + Conducts weekly observations to settings to ensure policy and regulatory compliance. + Provides technical assistance and support to ... in developing corrective actions for identified issues, as necessary, to ensure regulatory compliance. + Works collaboratively with management and program staff on… more
- Scotiabank (New York, NY)
- …+ Scope and execute compliance testing in order to assess compliance with legal, regulatory and internal firm policy requirements. + Focus on the applicable ... approach to key controls associated with obligations within the regulatory library. + Enhance the testing strategies across the...You'll Bring** + 5-7 years of compliance, audit or regulatory exam support, at least 3 of which should… more
- HSBC (Buffalo, NY)
- …versatile, inquisitive, and diverse team of global professionals. As our Audit Manager, Regulatory Compliance, Conduct and Legal (RCCL) Audit you will: + Support the ... in global initiatives to represent US RCCL Audit team on matters related to Regulatory Compliance and Legal risk frameworks, Data Analytics etc + Assist, support, or… more