- Citizens (New York, NY)
- …at major financial institutions and possesses deep knowledge of regulatory frameworks, underwriting standards, capital markets products, and workout strategies. ... portfolio, ensuring alignment with the bank's risk appetite, growth objectives, and regulatory expectations. + Team Management & Development: Manage and mentor a… more
- Neuberger Berman (New York, NY)
- …day-to-day processing of registration information to ensure compliance with US regulatory requirements. This role involves supporting new hires and current employees ... applications, updating licenses, overseeing terminations, state registrations, and related regulatory reporting. **Key Responsibilities:** + Review and complete pre-hire… more
- NBT Bank (Norwich, NY)
- …Acquisitions (M&A). This role is critical to ensuring legal and regulatory compliance, mitigating risk, and enabling innovation across the institution's operations. ... within a large financial institution, major law firm, or regulatory agency. + Demonstrated expertise in contract negotiation, technology...class protected by Federal, State or local law. This policy applies to all terms of employment. NBT Bank… more
- City of New York (New York, NY)
- …affairs, public policy analysis and/or the local, state and federal regulatory framework for M/WBEs or civil rights - Familiarity with NYC Administrative Code ... certain ethnic and gender groups. OM/WBE is responsible for oversight, policy , interagency coordination, and accountability for the City's Minority and Women-owned… more
- Travelers Insurance Company (Queensbury, NY)
- …agents. As a Manager, Coverage & Forms, you will lead the development of policy and/or non- policy forms strategies and initiatives. This includes the design, ... and conduct formal presentations for leadership. + Create, develop, and revise policy or non- policy forms, coverages, rules, and contracts. Drafts contract… more
- AON (New York, NY)
- …colleagues deliver on client service activities + Carries out statutory and regulatory compliance where applicable + Collaborates with office leadership to develop ... common vision + Consistently demonstrates an inclusive and inspiring leadership style Regulatory Requirements: + Holds all regulatory licenses, permissions and… more
- Oracle (Albany, NY)
- …with engineering and compliance teams to ensure process efficiency, regulatory alignment, and continuous improvement throughout the software development lifecycle ... (SDLC). We are looking for someone with demonstrated awareness of regulatory standards and hands-on experience integrating regulatory requirements into all… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …Compliance Program in order to ensure compliance with evolving laws and regulatory requirements in addition to University policies and procedures. The CGCO should ... ensure excellence in the University's efforts to comply with its institutional, regulatory and legal obligations. This office will ensure both general and specific… more
- Bank of America (New York, NY)
- …support role **Skills:** + Critical Thinking + Fraud Management + Regulatory Compliance + Written Communications + Investigation Management + Policies, Procedures, ... financial crimes, including financial crimes investigations management, fraud management, regulatory compliance, risk management, or issue management + BSA knowledge… more
- Tompkins Community Bank (Ithaca, NY)
- …Information Security team members to strengthen resilience, security, and regulatory compliance across processes, technology, and third-party relationships. You will ... + Develop and maintain crisis communication plans and ensure readiness for regulatory reporting during major incidents. + Align resilience strategies with … more