- TD Bank (New York, NY)
- …functions + Monitoring and assessing the impact of new and proposed legislation, regulatory activity, and tax guidance + Advising on the tax aspects of corporate ... enterprise function's or business segment's overarching strategy in leading program design, policy formulation or operating standards within one or more areas of… more
- BMO Financial Group (New York, NY)
- …+ Represents the risk program / governance structure during internal/external regulatory audits and/or examinations. + Designs and produces regular and ad-hoc ... quality of execution. + Manages the review and sign-off process for relevant regulatory reporting. + Leads and integrates the monitoring, measurement & reporting on… more
- Bank of America (New York, NY)
- …changes. **Team Specific Job Description:** The primary responsibilities of the Regulatory Capital Reporting and Consolidation (RCRC) team within Enterprise Capital ... are the timely and accurate computation of the company's regulatory capital, research to determine causes of unanticipated capital...factor prohibited by law, and as such affirms in policy and practice to support and promote the concept… more
- Citigroup (New York, NY)
- …changes to rules/regulations, exchange rulebooks and other industry news including regulatory findings. + Providing oversight and guidance over the assessment of ... or other client/transaction-related compliance escalations. + Representing Citi on critical regulatory matters as required. Serves as liaison with regulatory … more
- TD Bank (New York, NY)
- …We are seeking a strategic and analytical Manager to join our Enterprise Regulatory Compliance Management (RCM) Risk Assessment team. This role is ideal for a ... to the team's roadmap, quality assurance efforts, and alignment with regulatory expectations.** + **Participate in regulatory reviews, internal audits,… more
- TD Bank (New York, NY)
- …and risk management frameworks are aligned with corporate goals and regulatory requirements. + To understand (and communicate to relevant parties) implications ... and/or new products, particularly on treasury related activities, risks, and regulatory implications. The team collaborates with Liquidity Management, ALM, RRP,… more
- Fiserv (New York, NY)
- …of Financial Crimes Compliance, Emerging Markets brings deep expertise in regulatory and compliance requirements for high-risk verticals such as money service ... This role is responsible for identifying and mitigating reputational and regulatory risks, managing complex compliance issues, and leading cross-functional teams to… more
- Citigroup (New York, NY)
- …this role include guiding resolution planning and recovery, as well as managing regulatory capital activities connected to stress testing. This role is vital to the ... helping to uphold financial stability, manage potential risks, and ensure regulatory compliance, which collectively support the company's overall financial health… more
- Citigroup (Queens, NY)
- …high-quality model validation documents in compliance with model risk management policy and procedures, internal audio requirements, and regulatory guidance. ... term structure model is preferred. A firm understanding of model risk management regulatory guidance SR 11-7 as it relates to effective model validation practices is… more
- Citigroup (New York, NY)
- …analytics, risk appetite & limits, new activity risk management, risk frameworks & policy , strategic risk, digital assets risk and climate risk. The group is headed ... framework. The role requires a deep understanding of AI technologies, regulatory expectations, model governance, and enterprise risk principles to ensure safe,… more