- TD Bank (New York, NY)
- …activities remain within TD Bank's risk appetite and comply with external regulatory requirements. The team is responsible for ensuring timely and consistent ... works together with the business leaders to implement TDS G&C methodologies, policy frameworks, standards and practices and are key members of enterprise projects… more
- Highmark Health (Albany, NY)
- …acts within the parameters of federal and state laws, regulations, and regulatory guidance. The incumbent is also responsible for the administration, interpretation, ... reporting and intake protocols, monitoring and implementation of new or changing regulatory requirements, risk assessment and audit execution, risk treatment plans, … more
- Bank of America (New York, NY)
- …and regulators. The team leads many high-profile audits comprising both regulatory -required and functional work, with continual senior management and regulatory ... and relevant knowledge and awareness of business, industry, and regulatory trends, best practices, and standards. + Close work...factor prohibited by law, and as such affirms in policy and practice to support and promote the concept… more
- Bank of America (New York, NY)
- …management, the Board of Directors or committee thereof, external auditors and regulatory agencies. The Portfolio Specialist works together with the Credit Review ... junior team members.Establishes working relationships with relevant Risk and regulatory partners to facilitate ongoing dialogue of key issues...factor prohibited by law, and as such affirms in policy and practice to support and promote the concept… more
- Citigroup (New York, NY)
- …and deliver technology implementation roadmaps, ensuring that both business and regulatory requirements are met; Drive implementation and adoption of consistent data ... Data issue resolution, ERM Transformation Progress, EUC Remediation efforts, Regulatory Compliance, Compensating Controls validation and remediation. + Develops… more
- City of New York (New York, NY)
- …during Legionella response activities. - Review and evaluate current scientific and policy documents to enhance program development, - Serve as a primary customer ... to address questions and to provide education on our regulatory program and best management practices for building water...healthy while serving New Yorkers. - Work From Home Policy : Depending on your position, you may be able… more
- Citigroup (Queens, NY)
- …or improvements to enhance the models + Ensure compliance with regulatory standards + Effectively communicate validation findings to model developers, business ... / High MRR models in accordance with the Citi Model Risk Management Policy . + Covers both technical and functional aspects, including model assumptions, conceptual… more
- TD Bank (New York, NY)
- …of a new conflict management systems and tools, ensuring alignment with regulatory expectations and business needs. + Partner with technology teams and project ... scalable solutions. + Lead and manage cross-functional change projects, including global policy rollouts, system migrations, and process reengineering. + Serve as an… more
- Raymond James Financial, Inc. (New York, NY)
- …design, stress testing, expansion and review and challenge in alignment with regulatory requirements and expectations for large financial institutions. The role will ... contact with senior executives, internal and external auditors and regulatory authorities. **Essential Duties and Responsibilities** + Maintain policies, standards… more
- Citigroup (New York, NY)
- …Receipt programs (eg, ADRs, GDRs), including program structure, lifecycle management, regulatory compliance (eg, SEC filing requirements), and market dynamics. + ... + Ensure strict adherence to internal policies, procedures, and relevant regulatory requirements (eg, AML, KYC, sanctions screening). + Proactively identify and… more