- TD Bank (New York, NY)
- …Accountabilities:** + Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates relevant and meaningful ... (FHA, Reg. Z, V/FCRA, B/ECOA, E, SCRA, MLA, etc.), ability to assess regulatory risks associated with business line processes and can work independently in a… more
- MUFG (New York, NY)
- …maintain knowledge of industries represented in portfolio, including technical aspects and regulatory issues. ** Policy and Deal Advocacy:** + Support the Senior ... level on both a transaction and group level. + Ensure compliance with policy and regulatory requirements, including timely completion of all assigned training… more
- JPMorgan Chase (Brooklyn, NY)
- …RWA and Capital, providing transaction support / guidance and acting as liaison with Regulatory Policy , etc. + Control, oversight and integrity of the financial ... cycle; performing critical reporting functions for the organization, both financial and regulatory , as well as ensuring execution and implementation of the overall… more
- GRAIL (Albany, NY)
- …filings. + Manage the creation and review of Standard Operating Procedures and policy guidelines within the regulatory affairs department. + Perform other duties ... For more information, please visit grail.com . The role assists with regulatory strategy and the development of submissions in partnership with key internal… more
- Meta (New York, NY)
- …strategies for ambiguous or high-risk compliance scenarios 6. Collaborate with Integrity, Policy , and Product teams to align on regulatory priorities and ... Preferred Qualifications: 20. BS, MS or MBA in a quantitative or policy / regulatory field preferred 21. Experience distilling/prioritizing needs of a broad range… more
- TD Bank (New York, NY)
- …role leads and develops a team of professionals who provides oversight, expert policy / regulatory guidance and advisory services and/or a control function ... event driven reviews using a risk-based approach to align with policy and regulatory requirements. **Depth & Scope:** + Provides people management leadership by… more
- Wells Fargo (New York, NY)
- …of the front-line surveillance program in line with federal, state, agency, legal, regulatory and Corporate Policy requirements. + Oversee the Front Line's ... the reporting, escalation, and timely remediation of issues, deficiencies or regulatory matters regarding front line oversight + Develop, oversee, and provide… more
- City of New York (New York, NY)
- …- Conduct research and analyses to support the generation of new policy , legislative, and regulatory initiatives. - Set-up cross-divisional meetings and ... Job Description The Strategic Policy Initiatives unit, within the Bureau of the...Office of External Affairs, serves as the Department's central policy coordinating body. The Strategic Policy Initiatives… more
- Oracle (Albany, NY)
- …* Engage with internal and external auditors to ensure processes and procedures meet policy and regulatory requirements. * Work on other compliance projects and ... goals and other emerging supply chain regulatory requirements. * Understand regulatory compliance and policy requirements, create and document the business… more
- New York State Civil Service (New York, NY)
- …chief advisor to the Superintendent on a wide range of supervisory, transactional, regulatory , legislative, policy , enforcement and other matters related to the ... of the Department's Executive Team. The Executive Deputy is responsible for all regulatory and supervisory issues, as well as enforcement matters, related to the… more