- S&P Global (New York, NY)
- …Environmental Solutions teams in advising the organization on licensing, legal, regulatory , and related matters, including contract operations, development of best ... and procedures related to licensing, anti-trust, marketing, privacy, and other regulatory matters. + Review, proofread, and finalize contracts, ensuring executable… more
- Wells Fargo (Syracuse, NY)
- …as part of the evaluation. Successful candidates must also meet ongoing regulatory requirements including additional screening, if necessary + US only: Obtaining ... and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ongoing employment in this position. FINRA Series 7 and 66… more
- Citigroup (New York, NY)
- …work + Manage and lead Data Governance, and/or Data Risk and Control, policy , practices, and standards including industry best practices + Drive progress, and ... strategy and/or Data Risk and Control framework for senior leadership and regulatory updates + Liaise with metrics team to articulate clear requirements for… more
- Wells Fargo (Purchase, NY)
- …management or leadership experience + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7, 9, 10, and 63 examinations (or FINRA ... as part of the evaluation. Successful candidates must also meet ongoing regulatory requirements including additional screening, if necessary + US only: Obtaining… more
- CHS Inc. (Albany, NY)
- …and other owner or stakeholder related communications, ensuring compliance with regulatory requirements and best practices. - Coordinate lender meetings, which ... team, developing communications strategies and tactics that align with the company's policy and advocacy priorities, as well as informing government affairs about… more
- Central Hudson Gas & Electric Corporation (Poughkeepsie, NY)
- …In this role, you will be responsible for supporting IT Policy Management, Knowledge Management, Performance Measurement, and Reporting capabilities. This includes ... procedures and knowledgebase articles that align with organizational goals and regulatory requirements. This role will also support the measurement, analysis and… more
- Bank of America (New York, NY)
- …profitability by influencing Financial Advisor business practices to minimize regulatory , financial, and reputational risks. Job expectations include working ... Financial Advisors (FA) business practices in ways that minimize regulatory and financial risk as well as uphold the...factor prohibited by law, and as such affirms in policy and practice to support and promote the concept… more
- Bank of America (New York, NY)
- …management, the Board of Directors or committee thereof, external auditors and regulatory agencies. This job is responsible for establishing and executing a ... Lead and oversee leveraged lending examination activities + Provides regulatory updates on results, and responds to inquiries +...factor prohibited by law, and as such affirms in policy and practice to support and promote the concept… more
- Ryder System (Albany, NY)
- _Job Seekers can review the Job Applicant Privacy Policy by clicking here (http://ryder.com/job-applicant-privacy- policy ) ._ **Job Description** : **Manager ... ensuring that Ryder environmental projects are managed in compliance with all regulatory and Ryder requirements; and that both remediation and capital projects… more
- Bank of America (New York, NY)
- …management, the Board of Directors or committee thereof, external auditors and regulatory agencies. This job is responsible for establishing and executing a ... feedback on transactional reviews performed by others + Provides regulatory updates on results, and responds to inquiries +...factor prohibited by law, and as such affirms in policy and practice to support and promote the concept… more