- Insight Global (New York, NY)
- …in supporting our IPO pipeline, managing clearing house relationships, and ensuring regulatory alignment with the SEC, FINRA, and Nasdaq. The ideal candidate will ... investor onboarding processes. Compliance Management Act as the gatekeeper for regulatory compliance, ensuring all activities meet SEC, FINRA, and exchange… more
- Highmark Health (Albany, NY)
- …and investigative purposes to comply with internal audit and regulatory requirements. **ESSENTIAL RESPONSIBILITIES** + Performs investigations into potential and ... to the Credentialing and/or Medical Review Committee, law enforcement and regulatory agencies. + Responsible for completing all necessary field (externally)… more
- Sumitomo Pharma (Albany, NY)
- …and market access goals. + Collaborate closely with **legal, compliance, privacy and regulatory teams** to ensure program design and execution adheres to all. + ... & Quality:** + Ensure all programs adhere to relevant regulatory and legal standards, including HIPAA. **Qualifications & Skills:**...in line with your work state. Our robust time-off policy includes flexible paid time off, 11 paid holidays… more
- City National Bank (New York, NY)
- …all Bank Operational and Credit policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act, Know Your Client, Community Reinvestment Act, ... catered to Preferred, personal, or small business clients. * Regulatory / Compliance - strong understanding of the ...a profitable relationship, balancing bank and client needs. * Policy & Procedures - knowledge of CNB's policies, procedures… more
- American Express (New York, NY)
- …data to identify trends, potential risks or non-compliance with laws, regulatory requirements, and supervisory expectations + Design and review conduct risk ... controls and participate in control testing to assess effectiveness and policy adherence + Develop dashboards and reporting tools to communicate conduct risk trends… more
- City of New York (New York, NY)
- …through a Plan-Do-Check Act approach and awareness of EHS risk areas, regulatory environment, root causes, and programmatic implementation to promote a culture of ... review, Tier 2 reporting, and risk management programs, among other regulatory program responsibilities. g) Managing critical EHS program implementation including… more
- Deloitte (New York, NY)
- Senior Consultant, Anti-Money Laundering About Deloitte Regulatory , Risk & Forensic Our Deloitte Regulatory , Risk & Forensic team helps client leaders translate ... multifaceted risk and an evolving regulatory environment into defensible actions that strengthen, protect, and...AML/OFAC compliance policies and procedures and review other relevant policy and procedure manuals as appropriate + Understanding of… more
- Carrington (Albany, NY)
- …and digital communications. + Conduct regular audits of letter logic and regulatory requirements to ensure accuracy and compliance. + Analyze and streamline ... probing questions to explore alternative solutions and a proper understanding of regulatory and systems alignment. + Collaborate with technology partners to optimize… more
- SMBC (New York, NY)
- …bank's credit risk management practices with internal policies & procedures, and regulatory expectations. The department reports directly to the **Audit Committee of ... independent reviews of credit exposures, including underwriting, risk grading, and policy compliance. + Lead credit reviews or continuous monitoring for specific… more
- Highmark Health (Albany, NY)
- …assignments, ICD diagnosis and procedure coding, DRG/APC structure according to regulatory requirements. Reports findings both verbally and in writing and ... materials to address deficiencies identified in the audits compliant with regulatory requirements. Provides written audit guidance. Participates with management in… more