- Wells Fargo (New York, NY)
- …to the Wells Fargo Personal Account Dealing Team and abide by applicable policy requirements if hired. Information will be shared about expectations during the ... all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable… more
- City of New York (New York, NY)
- …of Quality Assurance & Fiscal Integrity ensures the integrity, efficiency, and regulatory compliance of agency operations, advising programs of potential risks and ... policies, while staying abreast of legal and federal, state and city regulatory requirements. The Process Evaluation Review Team (PERT) is tasked with aggressively… more
- Bank of America (New York, NY)
- …focus / roadmap and our internal strategies. + Understand industry trends, regulatory landscape and impact to Global Markets Operations and our clients. Work ... Euroclear, LSEG, BNY Mellon + Understanding of relevant industry regulatory frameworks eg, Dodd-Frank, EMIR. + Existing network /...factor prohibited by law, and as such affirms in policy and practice to support and promote the concept… more
- New York State Civil Service (Wassaic, NY)
- …a timely manner.The MHPES2 routinely trains and mentors staff regarding regulatory compliance for individuals participating in all agency programs, ensuring ... operations staff and leadership are aware of current policy updates which often pertain to billing and service requirements. The MHPES2 conducts routine reviews of… more
- Lincoln Financial (Albany, NY)
- …projects. The team plays a critical role in ensuring model accuracy, regulatory compliance, and alignment with company strategy. This position will also provide ... within actuarial modeling is a plus *Strong understanding of regulatory and accounting frameworks (Stat/GAAP/Tax/RBC) *Substantial life product knowledge and… more
- CenterWell (Hauppauge, NY)
- …(POC). + Monitors cases to ensure documentation is in compliance with regulatory agencies and requirements of third-party payers. Ensures final audits/billing are ... and Company policies and procedures to ensure compliance with external regulatory authorities and ensures that caregiver clinical documentation meets internal… more
- New York State Civil Service (Albany, NY)
- …for monitoring and ensuring compliance with behavioral health requirements and regulatory standards. * Evaluate insurer performance and compliance with behavioral ... health requirements and regulatory standards through oversight activities, such as surveys, program monitoring, and citations and enforcement.* Produce survey… more
- Bank of America (Brooklyn, NY)
- …including maintaining thorough knowledge of lending programs, policies, procedures, and regulatory requirements + Conducts monthly Home Buyer Workshops and Business ... including maintaining thorough knowledge of lending programs, policies, procedures, and regulatory requirements + Conducts monthly Home Buyer Workshops and Business… more
- Wells Fargo (New York, NY)
- …subject to statutory disqualification Successful candidates must also meet ongoing regulatory requirements including additional screening and are required to report ... to the Wells Fargo Personal Account Dealing Team and abide by applicable policy requirements if hired. Information will be shared about expectations during the… more
- Meta (Albany, NY)
- …with key partners including Site Development, Finance, Legal, Accounting, Sourcing and Policy , as needed 4. Develop and grow relationships with key utility partners, ... market participants, regulators, policy makers and other stakeholders 5. Interface with internal...needed 8. Stay informed of the technical, market, and regulatory developments in the energy industry **Minimum Qualifications:** Minimum… more