- HSBC (New York, NY)
- …Product Risk you will: + Develop an understanding of global market products, the regulatory environment that oversees them and how they are risk managed + Provide ... Business Managers, NFR team members), risk stewards' / control groups (eg Regulatory and Financial Crime Compliance, Legal, Traded Risk, Product Control) and our… more
- Marex (New York, NY)
- …opportunities to automate quality control + Ensuring compliance with the company's regulatory requirements under the SEC, FINRA, NFA, CFTC and other applicable ... operational risk framework for your role ensuring that all regulatory or company determined parameters are complied with. +...level of responsibilit + To report any breaches of policy to Compliance and/ or your supervisor as required… more
- Hillside Family of Agencies (NY)
- …including budget development and management, utilization, hiring training, clinical oversight, regulatory compliance, and safety of youth families and staff. The PM ... individuals. + Community Based develops and maintains positive funder and regulatory relationships via effective communications and a pro-active approach in working… more
- Insight Global (New York, NY)
- …Z will be critical for success and optimizing these workflows within the regulatory framework. We are a company committed to creating inclusive environments where ... your private information, please review Insight Global's Workforce Privacy Policy : https://insightglobal.com/workforce-privacy- policy / . Skills and Requirements 10+… more
- Sunrise Senior Living (Yonkers, NY)
- …confidentiality of resident information at all times. **Quality Assurance and Regulatory Compliance** + Understand and demonstrate proficiency with the Quality ... an acceptable driving record in accordance with applicable regulations and Sunrise policy + Completion of Driver Training may be required and/or certificates… more
- Mastercard (New York, NY)
- …new and evolving technologies, providing recommendations for mitigation strategies. * Policy & Standard Influence: Contribute to the development and enhancement of ... and guidelines, ensuring they align with industry best practices and regulatory expectations. * Stakeholder Engagement: Collaborate effectively with First Line… more
- American Express (New York, NY)
- …and programs pertaining to specific risk types (eg, Conduct Risk Management policy ), and support with design/ enhancement of BU procedures /standards + Compile ... and procedures to align with changes in the business environment and regulatory landscape + Support sharing insights, better practices, themes, etc. across the… more
- TD Bank (New York, NY)
- …to client and audit management. + Execute follow-up of findings raised from regulatory and internal divisional audits in accordance with firm policy . + ... processes. Ensure ongoing compliance with internal / external audit and regulatory requirements. Provide prompt and comprehensive response to all external audit,… more
- FlexStaff (Chappaqua, NY)
- …contributing to an organization committed to excellence in patient care and regulatory adherence. In this pivotal role, you'll leverage your healthcare environment ... and records for anesthesia services as needed - Stay current on industry trends, regulatory updates, and best practices to ensure ongoing compliance - Serve as a… more
- PNC (New York, NY)
- …activity. + Monitors industry and market developments, deal flow and regulatory requirements. Ensures compliance with policies and regulations. Works with key ... Management, Client Relationship Building, Corporate Finance, Decision Making, Economic Policy , Equities Trading, Financial Management, Structuring **Competencies** Alignment, Decision… more