- City National Bank (New York, NY)
- …reports for management * Monitors portfolio for quality, risk and adherence to policy . Works with the appropriate staff departments to resolve issues. * Collaborate ... and risk, to ensure successful execution of transactions and alignment with regulatory standards. * Foster a collaborative, high-performance culture by mentoring and… more
- University of Rochester (Albany, NY)
- …to ensure research conducted at multiple sites comply with ethical and regulatory standards by coordinating the review process with external IRBs and maintaining ... RSRB Director to fulfill and exceed government mandates to consistently ensure a regulatory compliant program and serves as an advisor to senior leadership and the… more
- LiveRamp (New York, NY)
- …the Segment Marketplace strategy in alignment with company goals and regulatory requirements. + **Compliance:** Ensure the Segment Marketplace adheres to emerging ... marketplace. + **Compliance Knowledge** : Deep understanding of data privacy, regulatory compliance, and experience working with compliance-focused product areas. +… more
- City National Bank (New York, NY)
- …the operational integrity of the branch as defined by management and bank policy . * Fully functional in delivering all components related to new accounts, including ... and Credit policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act, Know Your Client,...Working knowledge of Bank operations, policies and procedures, and regulatory compliance. * General knowledge of Bank products and… more
- Marex (New York, NY)
- …and corporate action related breaks. + Ensuring compliance with the company's regulatory requirements under the SEC, FINRA, NFA, CFTC and other applicable exchanges. ... operational risk framework for your role ensuring that all regulatory or company determined parameters are complied with. +...level of responsibility + To report any breaches of policy to Compliance and/ or your supervisor as require… more
- Marex (New York, NY)
- …correspondent banks and funding banks + Ensuring compliance with the company's regulatory requirements under the SEC, FINRA, NFA, CFTC and other applicable ... operational risk framework for your role ensuring that all regulatory or company determined parameters are complied with. +...level of responsibility + To report any breaches of policy to Compliance and/ or your supervisor as required… more
- Nuvance Health (Poughkeepsie, NY)
- …the laboratory. 1.7 Maintains copies of outpatient orders in accordance with regulatory requirements. 1.8 Maintains copies of manually requested patient tests in ... accordance with regulatory requirements. 1.9 Exhibits polite, considerate and caring attitude...for testing. If samples are inadequate, follow established Cancellation Policy . 2.7 Provides accurate information and timely resolution to… more
- City of New York (New York, NY)
- …history. This investment, coupled with a commitment to reduce administrative and regulatory barriers, is a multi-pronged strategy to tackle New York City's complex ... Unit leads special ONS initiatives and provides essential technical, planning, and policy support to staff and the Deputy Commissioner of Neighborhood Strategies.… more
- Interstate Waste Services, Inc. (Sloatsburg, NY)
- …related activities are being followed and performed to company, customer, and regulatory standards. + Assist the frontline, managers, and supervisors to properly ... operations to ensure safe routing, loading, and disposal practices. + ** Regulatory Reporting & Documentation** + Maintain accurate records of inspections, training,… more
- Mount Sinai Health System (New York, NY)
- …evaluation, quality improvement, staff education, medical records, internal and external regulatory and survey requirements. The Nurse Manager I collaborates with ... on Accreditation of Health Care Organizations 15. Interprets the hospitals nursing policy and standards relative to patient care in clinics 16. Oversees the… more