- Wells Fargo (Raleigh, NC)
- …tailored lending solutions, optimize client outcomes, and ensure compliance with regulatory standards. The Lending Director provides expert guidance on credit ... across the territory. + Lead strategic campaigns and product promotions, driving advisor engagement and increasing utilization of lending and banking solutions. +… more
- Wells Fargo (Greenville, NC)
- …. **In this role you will:** + Assist Financial Advisor (s) colleagues with service and operational related activities such as ... via telephone, direct interaction and/or written correspondence + Facilitate Financial Advisor and client requests for account related information and/or quotes +… more
- Wells Fargo (Charlotte, NC)
- …Work directly with Financial Advisors and Area Managers within the Wells Fargo Advisor Premier Channel to facilitate growth across investments and full balance sheet ... views, products and platforms + Collaborate internally to deliver a strong Advisor experience + Drive adoption of Wells Fargo products including investment solutions… more
- Wells Fargo (Charlotte, NC)
- …. **In this role you will:** + Assist Financial Advisor (s) with sales, service and operational related activities such as ... via telephone, direct interaction and/or written correspondence + Facilitate Financial Advisor and client requests for account related information and/or quotes,… more
- TD Bank (Charlotte, NC)
- …their Compliance knowledge and expertise; and assumes responsibility in minimizing operational and regulatory risk by complying with Bank policy and Code of ... for the Compliance Program Management team. This role will serve as a critical advisor to the Head of Compliance Program Management (AVP) and be responsible for… more
- Lincoln Financial (Greensboro, NC)
- …**Requisition #:** 75146 **The Role at a Glance** As a strategic legal advisor , you will provide expert guidance on the development, implementation, and oversight of ... business units/functions to support innovation while managing legal risk and regulatory compliance. **Ideal Candidate:** + A combination of legal expertise,… more
- TD Bank (Charlotte, NC)
- …generally manages a team greater than 5 Audit professionals/specialists + Strategic advisor to leadership team on the management of the portfolio and financials, ... process to develop the divisional annual plan + Acts as lead audit advisor to management and respective teams for area of specialization; reports on emerging… more
- TD Bank (Charlotte, NC)
- …+ Provide oversight and independent challenge on business activities and initiatives with regulatory impact. + Serve as a compliance advisor to business partners ... + Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates relevant and meaningful insights from data… more
- Wells Fargo (Charlotte, NC)
- …risk/control identification and assessment. + Strong working knowledge of applicable regulatory requirements and applicable Corporate Policy requirements in ... & control environment for FCM Operations. The issue management policy requires controls to be linked to corrective actions...**In this role, you will:** + Act as an advisor to more experienced leaders in developing risk mitigation… more
- North Carolina Central University (Durham, NC)
- …of Organizational Unit** The Chief Legal Counsel serves as the chief legal advisor to the Executive Vice Chancellor, Board of Trustees, senior leadership team and ... the governance system, ethical behavior of all leadership, and regulatory compliance. The role is responsible for providing broad... compliance. The role is responsible for providing broad policy advice to the Executive Vice Chancellor and the… more