- Citizens (Charlotte, NC)
- …the bank's risk appetite. You will serve as a trusted risk advisor , interfacing with business partners to drive meaningful identification and mitigation of ... control inventory, inclusive of providing guidance for applicable state and or federal regulatory requirements. You will also work with the First Line Risk Manager… more
- Wells Fargo (Charlotte, NC)
- …SME support for Financial Advisors Planning Tools + Partner with Financial Advisor assigned to a territory on business development activities + Participate in ... **Job Expectations:** + Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ongoing employment in… more
- Fresenius Medical Center (Fayetteville, NC)
- …service philosophy. Adheres to the FMCNA Compliance Program, including following all regulatory and FMS policy requirements. Ensure provision of quality patient ... cost-effective clinical operations in accordance with all legal, compliance, and regulatory requirements and programs. Adheres to all requirements of the FMCNA… more
- Wells Fargo (Charlotte, NC)
- …at wellsfargojobs.com. **In this role, you will:** + Act as an advisor to leadership to develop or influence applications, network, information security, database, ... of professionals and managers across the enterprise and serve as an expert advisor to leadership + Work hands-on with Performance Engineers to create Performance… more
- Wells Fargo (Charlotte, NC)
- …troubleshooting skills. **In this role, you will:** + Act as an advisor to leadership to develop or influence applications, network, information security, database, ... professionals and managers across the enterprise and serve as an expert advisor to leadership **Required Qualifications:** + 7+ years of Engineering experience, or… more
- Wells Fargo (Charlotte, NC)
- …and satisfy our customers. **In this role, you will:** + Act as an advisor to leadership to develop or influence solution design for complex business needs in ... professionals and managers across the enterprise and serve as an expert advisor to leadership + Collaborate with Architecture, Platforms, Technology Leadership and… more
- Wells Fargo (Charlotte, NC)
- …across infrastructure platforms. The Senior Lead will serve as a trusted advisor to senior leadership, shaping the reliability strategy, architecture, and operating ... and influence platform modernization strategies + Serve as a strategic advisor to senior leadership, translating business needs into technical solutions +… more
- Wells Fargo (Charlotte, NC)
- …Strat support, etc). **In this role, you will:** + Serve as a strategic advisor to senior leadership, shaping objectives, plans, and long-term goals across SPG + ... + Self-motivated with a working knowledge of risk management fundamentals and policy creation **Job Expectations:** + This position is subject to FINRA Background… more
- City National Bank (Charlotte, NC)
- …facilitate, and conduct periodic assessments on bank-wide EUC as required by EUC policy . * Enhance current the teams policy , procedures, and/or standards that ... govern program as necessary. * Acts as an internal advisor /partner to CNB business units regarding IM risk and management matters (eg controls, best practices, and… more
- Truist (Charlotte, NC)
- …policies related to advisory account management. Focus on meeting all regulatory requirements pertaining to oversight. + Principal Review of Alternative/Private ... needed in support of the department. + Effectively communicate policy and procedure changes to the team. + Serve...by partners within the firm. + Review Reg BI advisor documentation per current policies and procedures to ensure… more