- Wells Fargo (Charlotte, NC)
- …unique challenges by synthesizing industry and economic trends, including legal and regulatory issues, in addition to regular portfolio reviews to manage risk and ... levels across the enterprise and serve as an expert advisor to leadership + Interpret and develop policies and...Fargo Personal Account Dealing Team and abide by applicable policy requirements if hired. Information will be shared about… more
- First Horizon Bank (Charlotte, NC)
- …and compliance. + Partner with Legal to ensure timely integration of new regulatory requirements into policy and practice. + Deliver enterprise-wide training and ... Officer, this leader partners across the enterprise to translate regulatory requirements, employment law, and workplace practices into value-adding strategies… more
- Truist (Charlotte, NC)
- …America) **Please review the following job description:** The Business Unit Risk Advisor Specialist II-FINRA engages with the Investment Banking and Capital Markets ... Business Unit stakeholders to support The Business Unit Risk Advisor Specialist II-FINRA is a role within the Investment Banking and Capital Markets (IBCM) Business… more
- MongoDB (Charlotte, NC)
- …regarding security attestations and compliance + Act as a trusted advisor to stakeholders and customers, providing insights into risk strategies, compliance ... requirements, and mitigation plans + Guide stakeholders through regulatory landscapes, ensuring adherence to security standards **Qualifications** + Bachelor's… more
- Wells Fargo (Charlotte, NC)
- …and managers across multiple lines of businesses and serve as an experienced advisor to the leadership. + Lead the strategy and resolution of highly complex ... In-depth understanding of the banking and financial services industry, including regulatory compliance, market trends, and best practices + Lending Transformation… more
- Huntington National Bank (Charlotte, NC)
- … to the Wealth Management Business, providing expert guidance on risk mitigation, policy development, and regulatory change impacts with an emphasis on Fiduciary ... and partners with senior leaders to ensure effective risk governance, regulatory compliance, and operational resilience. Duties and Responsibilities: + Serve as… more
- Wells Fargo (Charlotte, NC)
- …WIM. + Client Relationship Group: Oversees initiatives and support for financial advisor and team-led client coverage, including Wells Fargo Advisors, Wells Fargo ... subject to statutory disqualification. Successful candidates must also meet ongoing regulatory requirements including additional screening and are required to report… more
- Bank of America (Raleigh, NC)
- …responsibilities include serving as the primary point of contact/trusted advisor and acquiring, deepening, and maintaining profitable relationships, collaborating ... Documentation Requirements + Pipeline Management + Referral Management + Regulatory Compliance + Risk Management **Minimum Education Requirement:** High School… more
- Sumitomo Pharma (Raleigh, NC)
- …support that challenges traditional spending behavior, service level definition, and policy setting to enable productivity and efficiency improvements. The role ... success. This individual will continually seek out opportunities to be a proactive advisor to the business, while maintaining deep knowledge and expertise in the… more
- Arrow Electronics (Charlotte, NC)
- …relationships with internal and external stakeholders, acting as a trusted advisor . + Provide guidance on cross-functional dynamics, including legal, operational, ... platforms. + Strong knowledge of North American business operations, including regulatory and compliance requirements. + Ability to align technical solutions with… more