- SMBC (Sacramento, CA)
- …automated refresh schedules and data validation processes + Prepare monthly and quarterly regulatory reports including FR Y-14M and FR Y-14Q + Provide training and ... performance + Generate regular and ad-hock risk reports for management and regulatory requirements + Perform deep-dive analysis on risk trends and emerging patterns… more
- Wells Fargo (San Francisco, CA)
- …subject to statutory disqualification. Successful candidates must also meet ongoing regulatory requirements including additional screening and are required to report ... all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable… more
- Live Nation (Beverly Hills, CA)
- …traded company or consulting firm. + Familiarity with IT control frameworks, regulatory requirements, and industry standards, including COSO, COBIT, and SOX Section ... abilities. + Good understanding of IT controls, cybersecurity concepts, and regulatory compliance requirements. + Proficiency in Microsoft Office Suite (Excel, Word,… more
- Serco (CA)
- …You will apply ILS knowledge and analyses techniques in accordance with applicable regulatory body rules, regulations, and industry standards, and will use tools and ... + Apply ILS knowledge and analyses techniques in accordance with applicable regulatory body rules, regulations, and industry standards to develop analyses and… more
- Insight Global (Los Angeles, CA)
- …operating within the Bank's risk appetite Ensures activities are in compliance with regulatory /legal requirements and CNB policy and procedure We are a company ... your private information, please review Insight Global's Workforce Privacy Policy : https://insightglobal.com/workforce-privacy- policy / . Skills and Requirements Bachelor's… more
- Naval Air Systems Command (China Lake, CA)
- …site: https://www.opm.gov/ policy -data-oversight/classification-qualifications/general-schedule-qualification-standards/#url=List-by-Occupational-Series Experience ... the Department of Defense and Department of the Navy policy on the employment of annuitants. Policy ...to the next higher grade level after meeting all regulatory requirements, and upon the recommendation of management. Promotion… more
- Intuit (Mountain View, CA)
- …strategies for consumer lending and banking portfolio + Develop & Enhance the credit Policy and program and establish a framework to ensure lending activities are in ... compliance with internal policies and regulatory requirements + Partner with teams across Intuit (including...for consumer lending and banking and design new risk-adjusted policy proposals. + Improve the current customer experience in… more
- Highmark Health (Sacramento, CA)
- …trends concerning health insurance, healthcare delivery, provider relationships and regulatory issues + Sophisticated knowledge of how organizations work and ... the Company's Handbook of Privacy Policies and Practices and Information Security Policy ._ _Furthermore, it is every employee's responsibility to comply with the… more
- City National Bank (Los Angeles, CA)
- …within the Bank's risk appetite * Ensures activities are in compliance with regulatory /legal requirements and CNB policy and procedure *The Qualifications* * ... Prior experience working in a Middle Office environment or other adjacent operations team relating to Interest rates & FX or within Capital Market desks * Individuals who have Middle office / back office experience in other Capital Market products may be… more
- M&T Bank (Irvine, CA)
- …rating to the credit request. Assist in monitoring compliance to credit policy ; comment on risks associated with non-compliance and inform management. Develop credit ... approvals and renewals. Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance with the Company's Risk Appetite.… more